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Category: Workplace Culture

Posted on August 1, 1999June 29, 2023

Stop Toxic Managers Before They Stop You!

You’ve been there. We’ve all been there. The manager who bullies, threatens, yells. The manager whose mood swings determine the climate of the office on any given workday. Who forces employees to whisper in sympathy in cubicles and hallways. The backbiting, belittling boss from hell. Call it what you want—poor interpersonal skills, unfortunate office practices—but some people, by sheer, shameful force of their personalities, make working for them rotten. We call them toxic managers. Their results may look fine on paper, but the fact is, all is not well if you have one loose in your workforce: it’s unhealthy, unproductive and will eventually undo HR’s efforts to create a healthy, happy and progressive workplace.

Why are some managers toxic—and why should HR care?
The looming question surrounding toxic managers is: Why are there so many? In these days of enlightened management, with so much emphasis on communication, interaction and valuing people, why does this breed still exist?

In large part, it’s because our bottom lines allow it. Companies often don’t have a means of rating managers outside of productivity. If a supervisor is churning out the widgets, the questions are kept to a minimum.

“The biggest single reason is because it’s tolerated,” says Lynne McClure, a Mesa, Arizona-based expert on managing high-risk behaviors and author of Risky Business (Haworth Press, 1996), a book on workplace-violence prevention. She believes if a company has toxic managers, it’s because the culture enables it—knowingly, or unknowingly through plain old apathy (see sidebar, “Eight Toxic-Manager Behaviors—and the Cultures That Nurture Them”).

Certain work situations foster toxic managers. When a company has gone through downsizings, pay freezes or other financial crises, negative management tends to thrive. The emphasis is often on get-tough turnaround, and as such higher-ups often turn a blind eye to crude management as long as the numbers are good. Similarly, employees are less likely to speak up about their rotten bosses—they don’t want to sound like whiners or risk their jobs.

Of course, some people are just going to be miserable to work for no matter what. Yet they end up as managers because they’re good employees whose companies lack another way of rewarding them. “There are some people who simply should not be promoted to management,” says Deb Haggerty, head of Orlando, Florida-based Positive Connections, a consulting firm that teaches employees how to deal with personality differences. “Just because someone is a brilliant engineer doesn’t mean they’ll be a brilliant manager. Yet that’s too often how a company demonstrates status.”

Some people are miserable to work for no matter what. Yet they end up as managers because they’re good employees whose companies lack another way of rewarding them.

So a person is difficult to work for—is that really an HR concern? Of course it is, and for several reasons. At the very least, there’s the morale issue. Bad managers tend to infect their departments with bad attitudes. It’s like a disease: They spread despair, anger and depression, which show up in lackluster work, absenteeism and turnover. Workplace guru Tom Bay has written an entire book about how ideas and moods can aid or sabotage the workplace, Change Your Attitude: Creating Success One Thought at a Time (Career Press, 1998). He believes it’s toxic managers—and the cultures that enable them—that are at the core of today’s job-hopping phenomenon. “Turnover is the highest it’s ever been,” he says. “Employees don’t feel appreciated.”

Obviously, turnover, absenteeism and uninspired work cost a company money, even if a department’s output remains level. But there are other dangers of toxic management. Intense bullying over a period of time can cause emotional damage to employees. Says Haggerty: “In addition to being problems in themselves, toxic behaviors create a hostile work environment and can easily escalate to real violence, harassment and intimidation—all of which end up landing a company in court.” And you can imagine how sympathetic a jury would be toward a company that allowed its employees to be terrorized in order to keep a tidy bottom line.

So how does HR address the situation? Help those that can be helped, and excise those who can’t—or won’t. But first comes what’s often the tricky part: finding them.

Every company has them: Identify the bad apples.
Toxic managers don’t always stand atop your building, wearing a black hat and holding a placard telling you they’re the bad guys. HR has to do a little detective work, particularly when employees are often loathe to complain about personality differences, no matter how justified. Certainly, there are some warning signs. Check for instance, turnover in every manager’s department—are employees transferring or quitting a particular area? If so, that’s cause to ask further questions.

“Being communicative and being observant is vital,” says Bay, also a former HR director. “Don’t wait for massive turnover, that’s like realizing you’ve had a heart attack after you’ve died.” At the first increased trickle of turnover or transfers, Bay says, start asking employees what’s happening.

Have discussions both individually for those who need privacy to speak their minds, and in groups to appeal to employees who like peer support. Listen for key words or notions; don’t expect employees to explicitly say they hate their boss. Do ask follow-up questions. For instance, one common flag is for an employee to say their job is fine, but that they’re under a lot of strain or pressure. Ask them why—it’s often an interpersonal problem, and a good way for you to get more information.

At Wescast Industries Inc. in Brantford, Ontario, Wayne Phibbs, vice president of HR, uses a monthly “report card” meeting for employees, designed to measure their job satisfaction. “Picture a union person frustrated with his boss—he’s not listening, he’s not helping,” says Phibbs. “Every month there’s this opportunity to force your leader to be honest. He can’t go in there and buffalo people; it won’t work.” Phibbs thinks such open talks and constant forums contribute to his workforce’s high satisfaction level—even among the Canadian Auto Workers Union, a group notorious for its scrappy members.

Of course, not all employees are going to be publicly forthcoming. So keep the lines of communication open in as many venues as possible. “Exit interviews are helpful, but they’re too late,” says McClure. “I wouldn’t stop doing them, but you need to do other things.”

One common flag is for an employee to say their job is fine, but that they’re under a lot of strain or pressure. Ask them why—it’s often an interpersonal problem.

Anonymous hotlines are helpful, and can be set up as cheaply as dedicating one phone line with voice-mail, or more elaborately, through an outside agency that refers issues to HR or an EAP, depending on which is appropriate. “HR has to be careful not to get into counseling issues, and that’s hard because we know how fuzzy that line is,” admits McClure. HR can also encourage employees to send e-mail. Employees need not use their work account; many Internet sites offer free e-mail with anonymous user names– hotmail.com, for instance).

Using multi-source performance reviews, in which employees can give feedback on their bosses anonymously, is also enormously helpful. At Spring Engineering Corp. in Livonia, Michigan, Tim Tindall, president in charge of HR issues, instituted a 360-degree survey based around “servant leadership,” the theory that the best managers are those who serve their employees. In that mode, the questionnaire covered qualities like listening, empathy, awareness and healing. “The culture in this area [of Michigan] is somewhat adversarial between labor and management. It’s a long tradition, and one that’s hard to break, so this helped us get at some issues.” Tindall included himself in the reviews, which were discussed openly, and used to plot next steps.

One word of warning about multi-source reviews: These don’t need to wait for a manager’s yearly review, but they do need to be given to all managers in a department. It’s key, says Haggerty, not to target one particular supervisor, even if turnover and comments have identified that person as problematic.

Finally, talk to your supervisors, says Bay. When you ask a manager how things are going in his or her department, and you hear a lot of “I” rather than “we,” or a lot of blame being dispensed, that can be a flag. So can constant griping about employees in general. Finally, keep your ear to the ground, even if a manager doesn’t strike you as toxic. Says Sharon Keys Seal, a Baltimore job coach: “They’re not going to treat you the way they treat their workers.”

Put your managers into detox.
So now you know who—and what—you’re dealing with. What do you do next? First comes the confrontation: Sit down with this person, and tell him or her about the problem. Be as specific as you can. Don’t couch it in vague terms, like saying the manager has “interpersonal issues.” If the manager is perceived as a bully, say that. If she tends to explode at employees, tell her that. Then explain it must be stopped, and why. Don’t come down too hard: This may be the person’s first whiff of a problem. However, do be firm, and tell the manager that future performance will be noted.

Also set a time period for improvement. “Addressing this during a goal-setting session might be good,” advises Haggerty. “It really has to be done in a positive fashion, because those kinds of individuals tend to take criticism and harbor it and nurture it.”

After the intervention comes training. In many cases, the manager simply doesn’t have the correct tools, particularly if the person’s background is field-specific rather than managerial. “You have to give them alternatives for their behavior,” says McClure. “Say not only ‘You can’t do this,’ but ‘You have to do this.’” If that means they need to go to seminars on employee relations, that’s what they need to do. If the person is a poor manager simply because he’s in over his head, give him some educational opportunities. Collaborate with the supervisor—ask her what she thinks is the problem and what might help. There are seminars and classes for everything from anger management to accounting. Also offer EAP counseling—sometimes a person’s main issues are emotional, alcohol or drug-related, and a good therapist can help.

If, after the intervention and follow-up period, the behavior hasn’t changed, HR must decide what to do. If the person has skills useful to the company and is a good worker, you may consider transferring him out of a managerial position but keeping him at the company. Some people just don’t work well with others, but may blossom when working in a more narrow sphere of interaction.

If that’s not the case—if you actually need to terminate the manager—this can be done, carefully. It’s iffy grounds to fire someone strictly for personality issues. You need to define those issues as work-related performance problems, says Harold M. Brody, chair of the Los Angeles labor and employment practice of Proskauer Rose LLP. That means you don’t just say a person is a bully, but that the person’s bullying management techniques thwart productivity in the department. Once it’s defined in this manner, you can discharge the person the way you would for any other performance problem. Keep a record of the incidents, document that you’ve given the employee time for change, and make the termination. This is actually one case in which, if it should reach a jury, the employer has an advantage. “You get this rare opportunity, if you have the right record, to show you had the guts to go to a manager who’s producing the widgets but driving everyone crazy, and saying, ‘You can’t do that, and if you do, you’re going to lose your job,’” says Brody.

Prevent future problems.
Once you’ve addressed your current toxic managers, you have to make sure more don’t sprout up. To begin with, make sure job descriptions include treating employees in a dignified and appropriate manner. Include behaviors that won’t be tolerated, and hold them accountable for turnover. This not only makes the company’s stance very clear, but it emphasizes the importance of treating people well. “Behavior has to become part of the job description,” says McClure. “That way you can no longer say that manager X is a great manager because they really produce, but they’re terrible with how they treat their people. That way, manager X can no longer by definition be called a great manager.”

Build in pay increases or title changes to reward good work without forcing people to assume positions they’re not suited for or wouldn’t enjoy.

Once the job description includes behavior, HR can effectively reward or discipline managers through performance reviews. “Tell them they’re going to be evaluated, compensated and possibly disciplined based on their ability to effectively meet HR objectives—relating to employees and managing them in positive ways,” says Brody. Although Phibbs of Wescast says he uses performance ratings more as a discussion tool than as a punitive pay measurement, if a manager gets poor reviews and doesn’t improve, he’d take the next step. “If someone kept messing up, we wouldn’t give them an increase.” Adds McClure: “Make it a pocketbook issue; that gets their attention.”

Finally, make sure management isn’t the only way up to advance in your company. Build in pay increases or title changes to reward good work without forcing people to assume positions they’re not suited for and won’t enjoy.

You’ve been there. We’ve all been there. But if you’re in HR, you have the power to help toxic managers, their employees — and ultimately, your company.

Workforce, August 1999, Vol. 78, No. 8, pp. 44-46.

 

Posted on May 1, 1999July 10, 2018

Zero Tolerance Making It Work.

Zero tolerance. Few words generate such a genuine feeling of empowerment. What better way to control undesirable behavior? How else to eliminate the pestilence of workplace problems? In an era rife with violence, drug use, fraud, sexual harassment, and racial and age discrimination, it’s an increasingly popular way to take a strong stand. Moreover, zero tolerance sends an unmistakable message to the masses: Unacceptable and detrimental behavior will not be tolerated under any circumstances.


Today, zero tolerance policies are everywhere. Corporations, government agencies and universities are adopting them en masse. Not only are they a practical tool for combating problems, they’ve become a political tool, as well. “Zero tolerance means different things to different people,” states Stephen Hirschfeld, senior partner at the San Francisco law firm, Curiale Dellaverson Hirschfeld Kelly & Kraemer, LLP. “Two companies with the same policy might deal with a problem in radically different ways. Zero tolerance is a concept that sounds straightforward and simple, but is inherently complex.”


Crafting a zero tolerance policy certainly sounds tantalizingly simple. Prepare a written statement—perhaps a few sentences—stating that the organization will not tolerate drugs, harassment, violence, fraud, whatever. Then post it on bulletin boards or online. But beyond the basic statement lies a landmine of policy, legal issues, cultural factors and perceptions. Navigating through this netherworld requires patience, persistence and intelligence. “Creating a policy is the easy part. Putting teeth in it and managing problems—when they occur—is the challenge,” explains David Ulrich, a business professor at the University of Michigan.


To some extent, zero tolerance policies reflect a larger societal backlash against unwanted behavior and actions.


To some extent, zero tolerance policies in the workplace reflect a larger societal backlash against unwanted behavior and actions. By the early 1990s, schools, professional sports leagues and voters began expressing their discontent with crime, drugs and other problems. Corporations soon began to follow the lead. But zero tolerance means different things to different people … and companies. In the simplest sense, it’s nothing more than a statement saying that a particular behavior won’t be tolerated. Of course, how a company acts in terms of specific policy can vary greatly. At one firm, a first offense might warrant termination, while at another it might elicit a warning.


Where exactly does a company begin? What kind of expertise is required to create a fair and legal solution? And how does human resources fit into the overall equation? The answers aren’t completely obvious. “There are many nuances to designing an effective zero tolerance policy,” says James N. Madero, a San Diego psychologist and workplace violence prevention specialist. “It requires a major commitment on the part of a company.”


Workplace problems exact a heavy toll.
It’s no secret that violence, drugs, harassment and discrimination are part of the workplace. Over the years, each issue has attracted plenty of attention, and forced HR to search for solutions. In some cases, organizations have turned to security-based solutions to restrict entry to work areas. In other instances, companies have implemented policies—ranging from drug testing to diversity training—to eradicate incidents and educate employees.


It’s not difficult to understand why. The fallout from an incident—or perceived incident—can send shockwaves through a company, and ultimately affect performance and productivity. The negative publicity that’s generated from a high-profile incident can become a nightmare. And finally, an incident can hit an enterprise straight in the pocketbook. When Texaco Inc. settled its highly publicized racial discrimination suit last year, it coughed up a record $176.1 million. It now has a zero tolerance policy in place.


In recent years, courts have ruled that employers are responsible for the actions of their workers while on the job, and that employers have a duty to keep the workplace safe and free of illegal activity. But that’s easier said than done. “It’s easy to state that you have a zero tolerance policy; it’s another thing to really think through what it means,” says Hirschfeld. “Does it mean ‘one strike and you’re out?’ Does it mean that if you’re caught making a lewd remark, you’re guilty of sexual harassment and terminated? Too often, policies backfire because they’re not properly crafted or haven’t been thought through all the way.”


To some extent, how an organization approaches a specific problem depends on the issue at hand. A zero tolerance policy on drugs is fairly easy to define and enforce. If a person tests positive for an illegal substance or is caught abusing alcohol on the job, a warning or termination can result. In most cases, a violent act results in injuries and involves witnesses. But sexual harassment and discrimination often delve into a vast swampland of accusations, charges and countercharges. Trying to separate claims from reality and mete out appropriate punishment is a vexing task. What’s more, a wide range of conduct is possible, from offensive comments to outright action. Treating everything the same is a mistake.


“It isn’t possible to develop a monolithic zero tolerance policy to cover everything,” Hirschfeld explains. “Each problem requires specific policies and solutions.” Adds Ulrich: “It’s one thing to state that the organization will not tolerate any form of undesirable or illegal activity, but it’s impossible to apply a standard punishment or solution for every incident. A policy needs teeth, but it also needs to be fair.”


Some firms have paid out multimillion settlements despite stating that zero tolerance policies were in effect.


Unfortunately, many organizations don’t take the issue seriously until it’s too late. A few years ago, Mitsubishi Motors found itself facing serious charges about endemic sexual harassment from employees. Among other things, more than 300 workers claimed that women at the firm’s Normal, Illinois, manufacturing plant were asked by male co-workers to bare their breasts and were fondled. They also charged that photographs taken at private parties outside the workplace—many of them depicting nude dancers and plant employees performing sex acts—were routinely displayed at the office.


Before long, the Equal Employment Opportunities Commission entered the picture, filing charges of its own. Mitsubishi orchestrated a hard-line response to the inquiry, even going so far as to pay employees to hold a rally outside the Chicago EEOC office. In the middle of the fracas, a company spokesperson calmly stated, “Our policy with respect to sexual harassment is zero tolerance.” But after a two-year battle against federal charges of widespread sexual harassment, Mitsubishi Motors settled the case for $34 million—the largest sexual harassment settlement in history.


Mitsubishi isn’t alone. The U.S. Navy, Wal-Mart, Eastman Kodak, Domino’s Pizza, Honeywell and State Farm Insurance have all found themselves at the center of major disputes focusing on harassment or discrimination. Some of these firms have paid out multimillion settlements despite stating publicly that such behavior isn’t tolerated and that zero tolerance policies were in effect.


Some argue that a zero tolerance policy without any teeth is worse than no policy at all. Not only can such an approach cause employees to blatantly dismiss rules and regulations, it can drive such behavior underground. While a CEO is criticizing discrimination, employees are simply more careful to hide their activities or cover their tracks. Helen Hemphill, a Bellevue, Washington psychologist and consultant who works with companies to develop policies, believes that many organizations live in a perpetual state of denial that it can happen to them. “People become uneasy and their eyes glaze over. Too often, management states that it wants to do something to address the problem but then it puts the issue on the back burner.”


Bad things happen to good organizations.
Just after dawn on August 20, 1986, a part-time letter carrier about to be dismissed from the job walked into a post office in Edmond, Oklahoma, and killed 14 fellow workers. That incident, combined with others that claimed the lives of 29 employees over the next decade, led the U.S. Postal Service down the road of introspection. Despite being one of the safest places to work (the agency is the largest civilian employer in the U.S. with 775,000 workers, but ranks low in terms of violent incidents), the numbers simply weren’t acceptable. Neither was the growing public perception that the post office was a dangerous place to work.


Following a 1991 shooting in Royal Oak, Michigan, a team of management and union officials representing the Postal Service issued a joint statement deploring the violence. That was the first step in addressing the problem, which increasingly took a toll in the form of stressed and depressed employees, absenteeism, and productivity declines.


Then, in 1993, Postmaster General Marvin Runyan decided that a radical overhaul was in order. “This is a time for a candid appraisal of our flaws and not a time for scapegoating, fingerpointing or procrastination,” he stated. Later that year, the USPS instituted a zero tolerance policy, and immediately rolled out training aimed at conflict resolution and employee empowerment. In addition, the Postal Service began conducting detailed background checks on applicants, and expanded its employee assistance program to provide marital, financial and legal counseling.


When the USPS instituted a zero tolerance policy, it rolled out training aimed at conflict resolution and employee empowerment.


Today, the violence prevention efforts of the USPS have become a model for Corporate America. It has established an eight-hour course that focuses on recognizing warning signs of violence, practicing proactive prevention techniques, and educating managers and line employees about laws, policies and procedures. In 1996, the agency’s 61,000 supervisors participated in the program at a cost of about $15 million.


The postal service also has established a detailed crisis management plan and developed a highly trained threat assessment team to respond to potentially dangerous situations. It’s now introducing a specialized four-hour training program that helps supervisors handle terminations and separations more effectively. That, combined with employee surveys and ongoing symposiums, has made the program a success.


Over the last three fiscal years, the USPS has witnessed a steady decrease in assaults. Compared to the previous year, assaults dropped 10.9 percent in 1996, 6.9 percent in ’97, 13.8 percent in ’98, and had dropped 24.5 percent through February of ’99. In addition, 31 percent of employees feared that they could become a victim of violence in 1994. By 1998, the figure had dropped to 16 percent.


“There is absolutely no way to eliminate all workplace violence,” says Suzanne Milton, manager of the workplace environment improvement program for the U.S. Postal Service. “But it is possible to take a stand on the issue and back it up with training and assistance programs that really work. Letting people know that certain behavior is unacceptable and that anyone who engages in such conduct will be appropriately disciplined sends a strong message out to the workforce.”


Corporate policies don’t always add up.
According to Hemphill, creating an effective zero tolerance policy centers on three concepts: developing the policy and creating a means for enforcement; publishing written standards for what behaviors are and aren’t appropriate; and offering skills training to enhance desired workplace behavior while changing inappropriate behaviors and actions. “Too often, companies spend hundreds of thousands of dollars to create a policy, but do little or nothing to enact it or ensure that the mechanisms are in place to make it work,” she states.


Much of the problem lies in the reality of running a business. In one instance, Hirschfeld spent weeks working with a Fortune 500 manufacturing company and its union to develop a zero tolerance policy on drugs and alcohol. Although the union argued for mandatory counseling rather than termination for a first offense, the president of the company felt strongly that a one-strike-and-you’re-out policy was essential. And that’s exactly what the firm enacted.


Six months later, a key employee tested positive in a random drug test. A second test confirmed substance abuse. Faced with automatic termination of the employee, the president backed down, saying that the worker was one of the company’s best employees, that he had a family to support and that it was essential to cut some slack.


“After a year negotiating and establishing a zero tolerance policy, it all went out the window in a brief instant,” says Hirschfeld, who, at the request of the company, drafted a confidential settlement stating that the case was an exception and that a future infraction would result in termination. However, by that time, others workers in the plant almost certainly knew about the situation.


Because they’ve never been slapped with a lawsuit, many companies are reluctant to spend the money to develop a policy.


That’s not an uncommon scenario. “For an overwhelming majority of companies, zero tolerance winds up being a policy that isn’t enforced,” notes Madero. “An organization has to be very clear upfront about how it plans to treat various incidents and infractions. It has to decide what warrants termination and what warrants counseling and a lesser punishment.” He also recommends establishing a detailed checklist for handling difficult employees—particularly those displaying potentially violent tendencies.


Even worse, many companies choose to ignore the problem altogether. Because they’ve never been slapped with a lawsuit or faced a violent incident in the workplace, they’re reluctant to spend the money to develop a policy and back it up with a program. Others find it easier to buy an insurance policy to cover the potential cost of an incident and then forget about the problem.


But that’s a risky strategy. In June 1998, the U.S. Supreme Court ruled that if a supervisor sexually harasses a subordinate, the company can also be named as a defendant in a complaint—even if the company knew nothing about the harassment. At the same time, the court ruled that an employer’s liability can be potentially reduced if it has training programs and procedures in place for employees to complain or if an employee fails to use the reporting system. Although a zero tolerance policy by itself doesn’t reduce legal exposure, it sets the tone for an overall approach that can reduce risk.


“It often takes a lawsuit, a sexual harassment complaint or a violent incident for an employer to realize that they’ve made a huge mistake by not having a program in place,” says Hirschfeld. “At that point, they’re staring down the barrel of a multimillion loss, bad press and poor employee morale.”


Zero tolerance is more than a statement.
Putting all the pieces in place is no simple proposition. Hemphill believes that an effective zero tolerance policy requires the support and buy-in of management, but also a good deal of input from the human resources department. Not only is it important to understand the array of legal issues—including court cases, Supreme Court rulings, and government regulations—it’s essential to think of zero tolerance as only one part of an overall solution.


Madero says that an effective strategy begins with background checks and, when legal, psychological screening. “One of the best ways to make a zero tolerance policy work is to eliminate potential problems so that the policy doesn’t have to be tested,” he says. Posting the policy on bulletin boards and the intranet, providing training, counseling and crisis response teams should follow that. It also means clearly thinking about what punishments fit particular infractions, and then sticking to the policy.


That thinking gets a nod of approval from Milton at the U.S. Postal Service. “What people often fail to understand about a zero tolerance policy is that it doesn’t necessarily say that an employee will be fired for any infraction. If it’s done right, it usually says that appropriate discipline will be taken. It’s then up to the organization or individual managers to determine what ought to be done. And it’s usually best to have a third party investigate a claim and manage disputes.” She notes that the USPS has had employees challenge the application of the policy, but “it’s the same sort of challenge that occurs anytime any sort of disciplinary measure is invoked.”


Not only is it important to understand the array of legal issues—it’s essential to think of zero tolerance as only one part of an overall solution.


At Dallas-based CompUSA, zero tolerance policies are an integral part of the corporate culture. “Today, as a reflection of lifestyle and social changes, as well as legal issues, it’s necessary to establish zero tolerance policies,” says Mel McCall, senior vice president of human resources. The company has taken a stand on violence, drugs, racial discrimination and sexual harassment, among others. Yet ensuring that 19,000 employees at headquarters and in 160 plus superstores follow specific policies is an enormous challenge.


CompUSA has crafted policies that clearly spell out the company’s position as well as the steps it will take to deal with a problem. It uses policy statements, handbooks and extensive training programs to ensure that store managers and workers are educated about appropriate and inappropriate behavior. What’s more, the firm’s substance abuse policy—which includes drug testing for all new hires and random testing thereafter—is communicated to applicants upfront.


Finally, the company takes all claims or potential infractions seriously, investigates them, and audits and reviews all decisions. It has HR professionals throughout the country assigned to specific stores. Employees are encouraged to discuss issues and problems. “By creating a strong organizational structure, creating clear-cut policies and creating open channels of communication, we’re able to prevent problems and deal with them more effectively when they occur,” McCall explains.


By any measure, CompUSA’s results have been impressive. Since 1993, sexual harassment complaints have dropped by 75 percent, while the firm’s workforce has grown from 4,000 to 19,000. In some cases, the company terminates employees immediately for serious violations of policy, but hasn’t experienced any legal challenges or a backlash. “The company carefully reviews every situation. A zero tolerance policy isn’t a substitute for thoroughly investigating and documenting a problem,” says McCall.


And that’s the point of a zero tolerance policy. In an era when tough talk and catchy rhetoric too often eclipse any real action, some organizations are beginning to understand that an effective zero tolerance policy is more than a battle cry engineered to satisfy customers, shareholders and the media. It’s just plain smart. Saving lives, preventing harassment and avoiding discrimination doesn’t happen in a vacuum. It requires careful thought and action—usually spearheaded by HR.


“Companies that make a serious commitment to a zero tolerance policy and back it up with appropriate actions and procedures usually come out ahead,” says Hirschfeld. “Ensuring a safe workplace is perhaps the most important thing an organization can do.”


Workforce, May 1999, Vol. 78, No. 5, pp. 28-34.


Posted on September 1, 1998June 29, 2023

Accommodating Religion on the Job: Few Rules, Lots of Common Sense

Religion is one of those topics that you don’t discuss with people you don’t know very well. This is done for a good reason: It’s personal, wildly divergent among people, and can be a volatile topic.

So how do you approach this intimate, prickly subject with the woman who needs Christmas off, the man who must wear a yarmulke, or those folks who always seem to be recruiting new blood for their churches? Very carefully is the short answer, as religious holidays, philosophies and clothing are all protected to some extent under Title VII. Tim Howlett, a member of Dickinson Wright’s employment-relations practice group in Detroit, offers some insight.

 Can you provide a frame of reference on what employers can and can’t regulate in terms of religion?
A good frame of reference for employers is the Americans with Disabilities Act (ADA) [because] what happens in terms of religion in the workplace is accommodation. It’s a balancing act, and it’s dependent on the individual situation. It’s important for employers to get some legal advice on these issues because, a lot of times, there’s just not an iron-clad rule. A lot of it is common sense.

What about a company that doesn’t want employees to wear long beards or veils because of safety issues?
There have been such cases. Suppose somebody’s religion requires him to wear a beard, and he has a job in which he has to wear a safety mask. How can you accommodate that? You can’t just do away with the rule that somebody must wear a safety mask. That doesn’t make sense, and you’d run into problems with OSHA. The same rules apply to somebody wearing a turban or veil. If there are risks [or] if the person works around equipment, the employer doesn’t to have to sacrifice safety to accommodate someone’s religion. What you can do is try to assign the employee to a different job.

 How would you handle this topic in a hiring situation? What if a person whose religion requires him or her to wear a beard or veil applies for jobs in which wearing those would be unsafe?
Say, for example, you’re hiring for a specific position, and employees would be working in the chemical area. You know that your employees are going to have to wear masks in this case.If someone comes in with a beard, an employer could say, “Look, this is the only job opening we have right now, and you can’t have a beard because you can’t get a tight fit with a mask. Are you willing to shave?” If the person says no, then he doesn’t get hired.

That’s all an employer needs to do in that area?
Well, an employer needs to exercise some common sense and not say, “Does your religion make you wear that beard?” The issue isn’t the religion or the reason for the beard—the issue is the beard.

What if the objection is not so much about safety, but more about uniformity in employee appearance?
You get into real gray areas there. If you have someone in a sales position, and the person’s religion requires him to have a beard, wear a turban or whatever, [it wouldn’t be wise for the employer to say], “Gee, I’m not sure how my customers are going to react to this—you can’t have this beard.”

[When religious items or apparel don’t interfere with safety, employers should tend toward accommodation. For instance, the EEOC has also stated that employees may keep religious books or office decorations.]

What about discussing religion at the workplace? Where’s the line between being friendly and harassing someone?
In terms of somebody proselytizing, freedom of speech is going to give the person that right. An employer can’t just ban employees from inviting people to attend church services or join their churches. But if an employee says, “Okay, I listened to you, and that’s enough. I don’t want to be bothered,” then you’re balancing the free speech of one person with another’s right to be left alone—and the latter generally prevails.

So where is the line drawn?
An employer starts running real risks if supervisors or employees are commenting on whether someone has been to church, or they’ve observed that someone doesn’t have a [religious] bumper sticker on his or her car, or things like that. They run the risk that if something adverse happens to that employee, the employee will claim he or she was discriminated against because he or she [wasn’t religious]. And the evidence of this [discrimination would be the] supervisor was commenting that he or she didn’t see the employee in church.

If there are risks (or) if the person works around equipment, the employer doesn’t have to sacrifice safety to accommodate someone’s religion. If you start going down that road, you’ll run into some potential problems when you’re disciplining or transferring an employee. So you can’t ban discussion of religion, but the safest place is to try to limit it — especially for supervisors — and to draw a line between discussion and harassment.

Do any of these rules change between public- and private-sector employers?
There’s some difference in terms of religious organizations. If I’m running a Lutheran school, for example, I can decide I only want to hire Lutheran teachers. If the purpose of the school is partly this religious purpose, it doesn’t give me license to discriminate because of gender or age, but I do have some leeway in terms of religion.

That can get into kind of murky water, too, because some religious organizations have business entities in which religion really isn’t the purpose of the entity. That gets to be a grayer area on whether the organization can discriminate against somebody because of his or her religion, and it probably can’t. That’s a difference in the whole employment area that you just don’t run into with other protected classes.

Also, public institutions have to be more careful about their employees talking about religion because they’ve got to worry about whether they appear to be fostering a certain religion. If I’m running a warehouse and one of my workers starts trying to convert somebody, that’s probably not illegal, unless the person is harassing. But if I’m running a public-school system, a teacher doesn’t have those same rights. He or she can’t go up and try to convert the parents and kids that are coming in there.

How accommodating should an employer be when (handling) employees’ schedules around religious holidays?
That’s an issue that will probably grow. In Michigan, there’s some legislation that has been proposed which says an employer can’t penalize an employee because the employee elects not to work on a holiday.

An employee has to give the employer at least a week’s advance notice, and the employer doesn’t have to pay the employee, but he or she has a right to have the holiday off. The EEOC has regulations in terms of accommodation on scheduling. It talks about different things an employer needs to try: voluntary substitutes or trades, flexible scheduling; those kinds of things at least need to be considered.

Again, it’s an accommodation issue, and the employer has to accommodate if it doesn’t cause an undue hardship.

How do you determine what is undue hardship?
The general standard right now is the cost to the employer — when a religious accommodation would cost more than basic administrative costs.

If I’m running my business on Christmas and one person says, “I won’t work Christmas; I don’t believe in it and it’s against my religious beliefs,” and it’s just [that one person], I think an employer will be hard pressed not to give that one person the day off. If 90 people come forward, then it becomes a different issue—you’re talking about basically having to close the business down.

Now those are extreme examples, and most cases are going to be kind of in the middle in terms of how far an employer has to go to accommodate.

What can an employer do when everyone asks for Christmas off?
I suppose the employer can try to be a little creative with this situation. Maybe the employer can say, “Look, I’m only able to permit 20 people to take the day off. I’m willing to do it with a lottery or I’m willing to do it other ways.” So the employer can’t be accused of not accommodating at all. The employer has done what it can up to the point of undue hardship and is just going to have to refuse to give some people the day off.

The Clinton administration offered guidelines addressing religion in the federal workplace—are any of them helpful to non-federal employees?
They would, and if there were litigation, [an employer who followed them] could use that as evidence of a reasonable accommodation. The guidelines talk about accommodating work schedules and religious apparel, and suggest looking for less restrictive means to accomplish the employer’s purpose through voluntary substitutions, job reassignments and lateral transfers.

And the guidelines also talk about individuals’ religious rights vs. the employer’s interest in running an efficient business. Basically, the non-federal employee’s right to exercise his or her religion is balanced against two different things: the employer’s interest in efficient services and the intrusion on other employees.

Is there one area of these cases that tends to elicit litigation more than other areas?
Scheduling cases show up most. The employer has employees who want time off because of their religion. That puts the employer in a tough spot. If my religion prevents me from working Saturdays, a lot of people are going to get upset that they have to work Saturdays, which is traditionally a family day. At some point, the other employees are going to start complaining. And then the employer’s caught in between. It comes back to accommodation and negotiation.

To view the Equal Employment Opportunity Commission’s “Facts About Religious Discrimination,” go to http://www.eeoc.gov/facts/fs-relig.html

The information contained in this article is intended to provide useful information, but should not be construed as legal advice or a legal opinion.

Noted author Gillian Flynn is a former Workforce staff member. Comment below or email editors@workforce.com.

Workforce, September 1998, Vol. 77, No 9, pp. 94-97.

 

Posted on July 1, 1998June 29, 2023

You Can Say Good Riddance to Bad Attitudes

happiness

The employees who show up to work late, who do sloppy work or who just don’t seem to care are often the most difficult to safely terminate — but it can be done.

It’s tough these days to terminate anyone for any reason. But one of the most difficult reasons is the vague “firing for attitude.” It’s not very easy to get one’s hands around and is a trigger for employment suits. Still, if an employee has a bad attitude, it does affect the workplace, from poor productivity to low morale.

Ann Kane Smith, a partner in the labor and employment department of Los Angeles-based Sheppard, Mullin, Richter & Hampton, advises on how to maneuver these tricky situations.

What should be the starting point for HR when looking to terminate for attitude?
You really have to go behind (the label of “bad attitude”) to find out how that attitude is exhibited. When you look at the definition of attitude, it says that attitude really is an expression of opinion, of body language or of mannerisms that conveys some kind of communication.

So, it’s often in the eye of the beholder what constitutes attitude. You have to define that because an employer can be liable for making some subjective judgments about what’s being communicated by the employee that (others consider) inappropriate.

Once HR has determined what’s inappropriate, then what action should they take?

You need to see if the behavior is such that you have customer complaints about rudeness or lack of professionalism, or vulgarity, or lack of cooperation, lack of teamwork. You really have to investigate to find out what is causing someone to conclude that an employee has an attitude that’s negative for the business.

How hard is it to fire an employee for having a bad attitude?
It’s hard for employers to justify firing someone for attitude. If the employer is in the public sector, one of the problems that’s unique is the employer can’t really interfere with the free speech rights of an employee, because there are constitutional protections.

What are the implications if the attitude being displayed is a matter of speech?
If the attitude is a matter of speech rather than conduct, or a combination, the employer has to review it carefully to see what’s so offensive — and to see if it’s the content of the speech that’s offensive rather than some kind of negative impact on the environment that’s causing a business loss. Then the company would have to tread very carefully, because (speech) is constitutionally protected.

What if the language is racial or sexist and you can prove it’s affecting other workers?
(There are) exceptions to free speech: obscene language, “fighting words,” conduct that can constitute harassment or discriminatory behavior. This type of speech may not be legal speech. There may be a limit on the employee speech rights in that area. But when the attitude is expressed only in some kind of speech, you need to be very careful about investigating the words being spoken and the justification for any kind of discipline being imposed for that kind of speech.

If a lawsuit comes from firing for attitude, what type of suit is it usually?
If an employee is in a protected class, you can be guaranteed the lawsuit will include a claim that there was some kind of harassment based on race, ethnic origin, gender — that the employer was reacting with some kind of punitive measures.

How can you guard against this?
Always look at consistency — did you treat other people the same way for the same attitude? Did you apply progressive discipline?

Let’s talk about termination –where should HR begin?
If you want to discipline an employee with a bad attitude, look first at company work rules on treatment of customers and fellow employees. See if there’s anything in the work rules you can look to as a basis for discipline; see what you’ve expressly provided to give the employee as notice that this kind of behavior is unacceptable. Your work rules should cover those kinds of behaviors: you’re expected to behave courteously, treat customers and co-workers with respect, you’ll be evaluated on your ability to work as a team. Those kinds of work rules will be helpful in this kind of situation.

What should human resources document?
You should give the employee specific examples of complaints or observations you have of the behavior that’s causing a problem in the workplace. You should give the employee direction as to how to cure that behavior, and a period of time that the employee will be evaluated for the improvement in performance. You’ve got to tie the period of time the employee has to improve to your business needs. If you really need an immediate improvement, then put a shorter time frame on the opportunity to improve — two weeks, or 30 days.

What if the behavior constitutes harassment?
If the behavior constitutes harassment, you should have a zero tolerance for it. Tell the employee that, and explain that if the behavior persists it may be cause for immediate termination. Like-wise for actions that cause any threats to safety of (the workplace).

What are some other examples?
If the behavior being displayed is tardiness or poor performance, you should articulate that that’s what you’re concerned about, not that it’s just the employee attitude. Address it as a specific performance problem. Spell it out — what behavior is unacceptable and why. Look at what the impact is on the company if the behavior is causing problems with customers or productivity because of morale issues or poor performance.

What advice do you have regarding conducting the actual termination?
I’d stay away from the word “attitude” and again address the specific behavior for which the termination is occurring — and its impact. After the termination, co-workers don’t necessarily need to know why an individual is terminated; that’s not generally disclosed by most employers unless there’s some business need for communicating the reasons.

How should one handle situations involving members of a protected class?
Before you terminate, look very carefully at whom it is complaining about the employee and what it is that everyone’s finding so offensive. Make sure there’s not some stereotypes or any bias in making the judgment about the employee’s “attitude.” Are you applying a different standard to the individual because of the person’s protected class? (After that consideration), proceed as you would anyone else.

Are there any special concerns for dealing with union employees?
It’s very difficult in a union context to discharge an employee for attitude. You have to establish that the conduct is detrimental to the interest of the employer, that it has affected productivity. And look at the progressive discipline of the bargaining agreement.

Finally, what if the employee is a fine employee but just difficult to work with, just an extremely unpleasant person? How do you handle that?
First, you should see who it is the employee’s not getting along with — co-workers or the supervisor. If it’s the supervisor, you need to address it, because the supervisor is going to begin to evaluate the employee differently even though all of the objective data indicates the employee is producing well. So see if the employee is being subtly insubordinate to the supervisor, because that could lead to problems down the road. It may be a lack of skill of the supervisor in getting someone he or she doesn’t like to perform well.

And if it’s co-workers who are complaining?
The employee who’s a high producer, reliable and good for business, but co-workers just don’t like him or her –there’s no way to fix that problem because it’s a matter of opinion. It’s very hard to discipline anyone for an inability to associate with others, unless it’s a matter of teamwork, and the team members aren’t working cooperatively with each other. That’s the only way you can really (get at) that problem.

Anything else?
It’s been my experience that a long-service employee who exhibits new behavior as a bad attitude has underlying reasons that are either personal or medical that you may not be familiar with, or under most laws (you may not) inquire about. It may (be) the situation in which counseling or affording access to the Employee Assistance Plan (EAP) to assist that employee (will help).

How should human resources professionals approach that?
When an employee has a series of problems, (outline the problems for the employee), ask for any explanation for the behavior, ask if he or she needs any assistance, explain that (your conversation with him or her is) confidential. Just give the employee that opportunity.

Gillian Flynn is a noted author and former Workforce staff writer. Comment below or email editors@workforce.com.

Workforce, July 1998, Vol. 77, No. 7, pp. 82-84.

Posted on August 1, 1997June 29, 2023

Are Your Employees Cheating to Keep Up

ethics program

There’s an epidemic spreading across our society.

It’s a condition that strikes employees in all types of organizations and at all levels. Its symptoms are well-documented, but no one yet has claimed to have found a cure.

The symptoms are familiar: Employees who are distrustful of leadership, who view the workplace as uncertain and/or hostile and who feel entitled to do what they know to be wrong.

For some leaders it’s easy to blame the employees. Some employees find it easy to blame the leaders.

As an observer of this process, I offer this perspective: Both groups, leaders and employees, are right, and being right is irrelevant. What is relevant is that these mutually destructive perceptions are creating a counterproductive reality in many organizations.

Watch as the system breaks down. Let’s use the example of one of today’s most pernicious management cliches: “doing more with less.” Every employee is expected to be more productive while consuming fewer resources. If an organization buys the myth that it can do more with less, it shouldn’t come as a surprise when the company experiences something like the following scenario.

1) The company has a sales quota for its sales representatives.

2) The quota is reasonable and all or nearly all representatives achieve the stated goal.

3) Managers, seeking to stretch the sales force (or: get them to do more), raise the quota.

4) The quota is challenging but still attainable, and all or nearly all representatives achieve the stated goal.

5) Managers ratchet the quota up another notch.

6) Some of the marginal sales reps fall short of the goal.

7) Managers threaten the sales representatives with disciplinary actions for failure to meet the goal. Managers, however, don’t offer training on how to do more, add tools or technology to facilitate doing more or develop improved products or marketing to make it easier to do more.

8) The sales representatives figure out how to “game” the system to protect themselves from the threat of discipline-appearing to do more, but actually doing the same or less.

9) The reps still appear to be reaching the sales goals, so managers up the quota another notch. Middle managers may suspect that sales representatives are cheating on their results, but they fear the consequences of broaching that reality.

10) Now fully competent employees are failing to reach the goal, so they adopt the game as well.

11) Managers, seeing reports of increasing sales and a near-zero failure rate among the sales reps, assume there’s still more room for stretching and ratchet the goal once more.

12) Soon the goal is totally unreasonable, even for the exemplary employee. All employees are feeling “required” and therefore “entitled” to cheat on their sales reporting to protect their jobs in an environment of unreasonable and unacceptable performance pressures.

13) The system is totally infected with fear, deception and distrust.

One company was so used to cheating that it had shorthand names for the three most frequently used strategies.

Recognize any of these games? Consider this real-life example, as reported in “Human Dilemmas in Work Organizations, Strategies for Resolution” (Society for Industrial and Organizational Psychology, 1994), a book written by Abraham S. Korman and Associates. One company’s sales force had so institutionalized cheating on sales that it had shorthand names for the three most frequently used strategies.

Silent sales: Sales reps were measured on average dollars per order. If the average fell below the quota, employees would add items to a customer’s order. The extra product would be shipped and in most cases the “error” discovered and the extra shipment returned and restocked (at the company’s expense). Of an estimated $130 million in sales approximately $7.5 million was fraudulent.

Intentional disconnects: Telephone sales representatives also were measured on the average duration of a sales call. If a representative’s average was too high, he or she would intentionally disconnect the next several incoming calls to drive the average call time down. This took on racial overtones when employees started to intentionally disconnect Asian customers (or those believed to be Asian). The operative stereotype was that these calls took longer due to language difficulties, and that Asians were less likely to buy supplemental products and services, driving down the average dollars per sale. In the company’s main office alone, it was estimated that as many as 500 customers were intentionally disconnected each day.

Coding the customer: Sales representatives could exclude customers from the database used to conduct customer-satisfaction surveys by entering a code which indicated that the customer had specifically requested that he or she not be surveyed after the sale. Supervisors then used customer-satisfaction survey results to “motivate” employees. (This prompted one employee to post the notice, “The beatings will continue until morale improves.”) Sales representatives routinely coded any customer who had been the victim of a silent sale to prevent managers from learning of this method for reaching sales goals.

Go ahead and snicker. This could never happen in your company, could it? But before you get too confident, consider these data. After a landmark survey of 4,035 U.S. employees, the Ethics Resource Center, based in Washington, D.C. reported that in 1994:

Twenty-nine percent of respondents reported that they feel pressure to engage in conduct that violates their companies’ standards of business conduct to meet business objectives.

More than one in seven said they believe that their companies’ policies encourage unethical behavior in the pursuit of business objectives.

One quarter reported that their companies’ managers look the other way and ignore unethical business conduct to meet business objectives.

Redirect this costly behavior. Employees in an unethical work environment often feel powerless. They believe the company is generating unmanageable change and its managers are imposing unreasonable demands. The employees consider leaders to be out-of-touch implementers of ill-conceived strategies. Soon staff morale deteriorates, and some employees begin to make bad choices.

It can be expensive. The losses associated with these types of unethical behavior average more than $3,000 per employee per year in tangible, measurable costs. That doesn’t count the losses in customer confidence, damage to the organization’s reputation, loss of employee commitment to and confidence in leadership, or other, less-tangible costs.

The first reaction of most managers when hearing about silent sales, intentional disconnects and customer coding is to look for ways to tighten controls. That’s an exercise in futility. Managers can’t make the controls foolproof, because employees can find a way to game any system they can create. So, instead of an irrational initial reaction by management, the more productive goal is to redirect employees’ creativity and energy toward solving organizational problems.

This redirection requires that managers look beyond the symptoms and uncover the causes of these behaviors. Too many employees are distrustful of their leaders; they’re uncertain of their future and feel vulnerable and out of control. They’re both angry about how their managers have been treating them and fearful that their jobs are in jeopardy.

What they need from managers is open communication. Employees need to know what’s happening. They need to believe that their leaders have the competence to lead and the integrity to do so honestly. They need to know what’s expected of them for success and that those expectations are within reach. They need to know that although this job may not last forever, when they’re again “in the market,” they’ll have skills and competencies that are in demand. They need confidence as well as competence, and they need their managers to believe in them.

Fortunately, there are exemplary companies that have developed best practices for addressing these employee issues.

Workforce, August 1997, Vol. 76, No. 8, pp. 58-61.

Posted on September 1, 1996June 29, 2023

Single’s Backlash: No Spouse, No Kids, No Respect

Maureen Mack jokes that at her next job, she’ll make up a family. A husband, a couple of kids, the whole shebang. As an HR consultant for Union Bank of California in San Francisco — and a single employee without dependents — Mack doesn’t just hear about the growing frustrations of “family-less” workers, she lives them firsthand.

Like many companies today, Union Bank of California has been focusing much attention on work/family programs. But — also like many companies today — its HR department is starting to hear murmurs of dissatisfaction from workers who have no need for such initiatives — and resent their repercussions. “From an employee-relations perspective, what we hear is, ‘Great, my boss runs out the door every day at 5 p.m. to make sure she picks up her kids at day care,’ and with the rest of us, it’s, ‘You can’t leave yet because the work’s not done — your cat can be fed later,’” says Mack.

It’s a family-friendly world out there today, and that means that unintentionally it may be downright unfriendly for those who don’t fit the mold. Since the late ’80s, Corporate America has been playing “keeping up with the Joneses” with work/family benefits. Day-care centers, parental leave, sick-child care and other goodies have become ubiquitous. HR has worked long and hard for these breakthroughs, which keep a good portion of employees satisfied and focused.

But the pendulum swings both ways. As the workplace has become more family-friendly, workers who aren’t “married with children” have started to wonder where their share of the breaks are. “[Employees are] able to add children and spouses onto insurance, and that really is a benefit,” says Donna Manning, a personnel technician for Wake County Government in Raleigh, North Carolina—and single. “[But I] don’t get to add to that [insurance] pool. They’re telling me they’re giving me these great benefits…. dependent coverage and dependent insurance and day care. But you needn’t tell me that it’s a benefit because it’s not for me.”

A backlash is on its way, and it may be pretty ugly. Single, childless employees feel they’re being stiffed on all fronts: They have a smaller share of benefits, they have a larger share of late nights and last-minute travel. Their needs go ignored, unrecognized or unrespected. In a 1995 Conference Board report, 47% of respondents felt that parents received more support from their companies than non-parents. An April 1996 Personnel Journal survey revealed even more shocking numbers:

  • To “With all the work/family programs being introduced today, are single employees without children being left out?” 80% responded yes.
  • To “Do single employees end up carrying more of the burden than married employees?” 81% answered yes.
  • To “Do single employees receive as much attention to their needs as married-with-children employees?” 80% responded no.
  • To “Will Corporate America see a backlash from single employees?” 69% said yes.

No one is recommending that companies begin stripping employees of their family-needs benefits. After all, these benefits are generally grounded in business strategy. But therein lies the irony: If work/family benefits are designed to attract, retain and boost the productivity of working professionals — to, in a nutshell, make people work better and smarter — why do so many childless employees say they’re bearing longer, harder hours for co-workers who leave mid-afternoon for PTA meetings? If work/family benefits are supposed to nurture a more cohesive team of on-the-ball, work-focused employees, why is there a growing chasm between those with traditional families and those without? Finally, when the Bureau of Labor Statistics reports that 66% of employees in the workplace at any given time are not rearing children under the age of 18 — why are childless employees feeling so alienated?

Please also read: Some Solo Workers Are Feeling Singled Out

It’s not an impossible situation. A lot of companies out there do a great job of balancing the needs of parent employees with those of nonparents. Don’t assume your company is one of them, however, just because you haven’t heard the complaints. Child-rearing is a touchy subject, and single employees don’t want to come off as poor sports or anti-child. Yet many areas under HR’s charge are ripe for examination for inequities, and most employees would be willing to offer their opinions, if asked in a fair and open way. Also, there are some good examples out there of organizations completing the evolution from work/family to work/life. Like any diversity issue, you can best begin by raising awareness — yours and your company’s.

Societal prejudices yield workplace prejudices.
Our society is set up to reward its members for getting married and having children. There are tax breaks for children. There are insurance breaks for being married. We refer to the whole process as “settling down,” implying that if marriage and kids aren’t in a person’s future, obviously it’s due to a lack of maturity.

A quick scan of both President Clinton’s and Bob Dole’s campaign-approved rhetoric underscores just how obsessed our society is with family. Clinton praises the V-chip (the TV viewing control device), school uniforms and curfews — a kid-centric platform. Dole’s most popular speech to date was his harangue against Hollywood’s corruption of family values.

It was the 1992 presidential election, in fact, that raised Leslie Lafayette’s hackles one time too many. “Everything that everyone was talking about was family values, and [everyone was] parading their kids and grandkids out on the stage,” says Lafayette, who is single and without children. “I found it really offensive. It felt as if I didn’t fit in anywhere. I knew there had to be other people out there like me.”

So Lafayette started the ChildFree Network, an organization for childless adults that offers a bimonthly newsletter, seminars, conferences and sociopolitical advocacy. In the four years since its inception, the group has ballooned to 33 chapters across the United States, with more than 2,500 members—and growing. Lafayette has accepted requests for interviews from Donahue to Oprah, and her mailbox is packed with requests for information on the Citrus Heights, California-based network.

“It’s like you’re totally invisible. I think there’s a perception that unless you have children you’re not a complete adult.”

It’s an idea whose time has come: According to census figures, nearly 20 million adults over the age of 35 are childless, and American Demographics magazine projects an increase to 31 million by 2010. Nearly one in five baby-boomer women will remain childless. Why, then, asks Lafayette, aren’t childless people getting more attention—and respect? “It’s like you’re totally invisible,” she says. “I think there’s a perception that unless you have children you’re not a complete adult in this society…. It’s not an issue about being punitive and saying parents shouldn’t get breaks. It’s hard to have children, that’s one of the reasons I don’t have them. On the other hand why should I be penalized because I don’t have them?… In a world that’s overpopulated, why are we encouraging people to have children? What is the big support issue about making it easier and easier for everybody to reproduce?”

Martin Johnson, a professional in the insurance industry (who asked that his name be changed), notices the discrepancies: “It’s almost a badge of honor to be married and have kids. I notice people who have their time restricted for traveling and staying late because of kids. If I call in sick, [people think], ‘Oh, yeah, he probably stayed out real late last night and just couldn’t get up’ vs. [what they’d think if I had kids. Then it’d be] I called in because the baby’s sick.” Johnson says he’s seen prime vacation times such as summer and holidays doled out to people with children before singles. “Society doesn’t come out and say you’re a second-class citizen,” he says. “But you feel that way because of the underlying culture, whether it’s corporate culture or societal values.” When a group of employees feels discriminated against—or at the very least, slighted—you have a problem, and you’re generally going to get some friction.

Friction between haves (spouses and kids) and have-nots threaten work/family’s purpose.
A few years back, when Hurricane Bob whirred over the East Coast, Monica Brunaccini’s former employer asked for volunteers to keep the mutual-fund company open around the clock until the storm passed. “We walked through the building just to see who was there and thanked them for staying,” remembers Brunaccini, now director of HR for Consolidated Group, a HealthPlan Services company in Framingham, Massachusetts. “By the time we got to the second floor, we were joking that all the single people stayed and worked and anyone who was married or had children was gone.”

This, perhaps, is the crux of the problem. When a hurricane is on its way, what good parent wouldn’t want to head home to his or her kids? And if you aren’t married with kids, isn’t it the right thing to do to volunteer for occasional extra hours—because there’s no absolute need to get home? It’s when this starts to be the rule rather than the exception that resentment arises.

“I don’t think anybody thinks about the fact that the single employee might have needs specific to him or her,” says Mack. “The general impression is that you have a less stressful life because you don’t go home to the demands of a family. I don’t think anyone is even asking the question in most HR departments, which is: What should we be looking at for the single employee?” Mack herself has seen her personal activities fall to the wayside in the ’90s work crunch — hobbies don’t as easily justify time off as kids do. “I used to sing with a local choir. I don’t anymore because I don’t know if I’m going to get out of here in time for rehearsals. My life would definitely be different if I thought the [company] was going to [make] a commitment to that kind of thing.”

In corporate America’s credit-worthy ambition to be more family-friendly, things have become a little skewed: An employee taking an early day to watch little Billy’s soccer game raises few eyebrows anymore. But have a single employee say she’s leaving at 3 o’clock to go to a political rally, and you’ll probably hear a different story. “Why isn’t my priority just as important as your priority?” asks Manning. “If your priority is your child, good. But maybe my priority is taking an art class, and why shouldn’t I have the same option to make it my priority?” It’s these little things that add up to bigger issues: Manning says on several occasions single people—including herself—have had supervisors tell them they’d be attending training out of town; employees with kids were asked if it was convenient for them. She’s even heard previous employers say they need to bring men in higher because they had families to support.

Johnson acknowledges that childless employees bear part of the blame — if they don’t want to work late, they need to make it clear. If they feel they’re being treated unfairly, they need to say something. “I work [longer] hours compared to people who have families,” he says. “Part of it’s [my fault]. I know when it’s time to get off work, I could just drop my stuff and go too. But I feel like I’m not in the position to do that as readily because I really don’t have an excuse. Nobody has ever said that to me, it’s just subtle things.”

The situation isn’t just unhealthy for childless employees; it’s bad for those who have children too. Consider a company that has reengineered work schedules for parent employees without actually reengineering the work load. While some childless employees resent those who rush out at 5 p.m., some employees with kids resent the singles, whose late hours give them more visibility, more assignments and maybe more chance for promotion. Johnson, who is the only single employee in his work unit, described a recent blowup: “I stayed real late some nights getting work done and I just mentioned that I ended up staying until 10 p.m. My co-worker [snapped], ‘Well, I’m not able to do that.’ I tried then to look at it from her perspective—that she’s at a disadvantage when I’m here working all these hours, and the employer is going to think that I’m harder working than she is. We haven’t sat down and talked about it. It’s not an issue I think we’ll discuss.”

It’s not an issue many employers are discussing, but it’s one that needs to be aired. You can’t fix a problem until you acknowledge it.

Employers who are willing to discuss and examine the issue are the ones who will fix it.
A true self-examination among HR and top managers at your company is the first step to rebalancing the workplace. How often are single employees the ones burning the midnight oil — and are they doing it for themselves or for the entire group? How many times are childless employees the ones who end up at the office during prime vacation time or holidays? Are the last-minute business trips portioned out fairly, or does the company rely on childless employees in these emergencies? Is flextime promoted more to workers who’ve just had babies? Does your company offer additional coverage for an employee who has several children, while the childless employee in the next cubicle receives the same old offerings? As Lafayette says: “Question yourself. Is it the employer’s place to pass some kind of value on raising children? It’s discrimination against childless people.”

But to get the true picture, you need to talk openly with your employees—childless and those with children. Because the employee who takes the business trips nobody wants may be doing so because he or she just really likes to travel, while the employee with three kids may feel slighted that the company never asks him or her to go on these assignments. “Probably the best thing companies could do would be to at least raise the issue,” says Mack. “Let people know [the company’s] looking at it and if anybody has some ideas to call their manager or HR.”

Lafayette offers the model of Corning, New York-based Corning Inc., which regularly gathers a cross-section of employees — young, old, married, single, childless and with kids — to let them just speak about what they want from their benefits. “After all, aren’t benefits given so that employees will stay with the company, so their lives will be less stressful and so they can devote more quality time to their job?” asks Lafayette. “If you’re building resentment with your benefits, it seems a terrible waste of money. My suggestion is pretty simple: Bring everybody in, sit down [and talk]. A review across-the-board of what it is you’re offering, how effective it is and how happy your employees are with it seems to me to be in order.”

As an internal consultant, that’s just what Donna Klein, director of work/life programs for Washington, D.C.-based Marriott International, does all the time: surveys, focus groups, you name it. Only 40% of Marriott’s population has dependents under the age of 12, and Klein began suspecting several years ago that her department was too dependent-care oriented. So she did a very simple thing: She asked employees. What she found was that many single and childless employees were self-selecting out of work/family initiatives.

This was not the intention. So in 1992, Klein’s department began a makeover by changing its name to “work/life” from “work/family” to be more inclusive. The new department also began rolling out educational pieces to assist all types of employees, not just those with kids: personal-finance management, elder care and housing and tenant rights.

Just recently, the work/life program introduced an initiative in development for 18 months: the associate resource line. “We developed this totally new product … that’s a holistic approach to life management,” says Klein. Employees can dial a toll-free number and reach a team of master’s degreed social workers for counseling on such subjects as elder care and child care (about 35% of the intakes), as well as alcohol and substance abuse, housing issues, debt management, depression, home remodeling, living successfully with relatives, purchasing a car — the list goes on.

Klein knows that 85% of the calls are made by the hourly workforce, and this workforce is largely single, so Marriott knows it’s hitting its mark. The other nice thing about the resource line is that these third-party counselors track the topics of inquiry and report back to Klein. That way the work/life program can identify less obvious issues of the workforce—it’s how Klein knew employees wanted an education piece on housing and tenant rights. “We treat people holistically,” says Klein. “That’s why we’re as inclusive as we possibly can be with our initiatives.”

Similarly, when Consolidated Group wanted to see what employees thought of their benefits, the HR department designed a survey asking employees for feedback: what they wanted; what they liked and didn’t like. When the results were in, Brunaccini was able to confirm her suspicion: The company’s 201 single employees had very different needs than the 332 married employees. In general, individuals with dependents thought the company should increase its medical contribution for insurance. The single employees thought they should receive the same flat contribution paid for employees with children, so the singles would have their benefits paid equally.

Brunaccini knew many of the offerings evened out: Consolidated Group paid about as much for tuition reimbursement as it did for day-care reimbursement annually. About 75% of people going back to school were single; 75% of those using child care were married or had children. Still, Brunaccini believed that benefits would be perceived as more fair if they weren’t structured specifically with singles or married or childless employees in mind. “What really constitutes a family?” she asks. “In one area it may be a grandmother and grandfather raising their grandchild. In another it could be a single parent and her two kids. In another it could be two people who’ve lived together for several years—same sex or different sex. Staying in those typical definitions of single or married, childless or with children doesn’t work anymore. We need to shift our paradigm and look at things more realistically.”

For HR departments that want to move out of the proverbial box, many options exist. Most agree you should begin, however, by considering flexible benefits, domestic-partner benefits, flexible work arrangements and a more holistic approach to HR policies in general.

Certain policies are more friendly to single and childless employees.
Now that Brunaccini is looking outside the married-with-children box, she—like many progressive HR professionals—is considering a shift toward flexible benefits. By providing a flat dollar amount, employees have the power to allocate their benefits to the areas in which they’ll most, well, benefit. Maybe a married employee wants to increase medical care and drop vision altogether. Maybe a childless employee doesn’t want extra health coverage but would like increased dental and vision. Now they don’t have to grouse about perceived inequities—they can fix them. “It takes time and effort,” says Brunaccini. “But I think companies need to be more proactive and not just [keep] the traditional way of developing benefits or programs, because it’s a completely different world now.”

One company that Lafayette’s ChildFree Network sings the praises of is Eastman Kodak Co., based in Rochester, New York, for its sensible approach to human resources policies and practices. Mike Morley, senior vice president of HR, says the company’s fair treatment stems from the fact that it embraces and supports diversity among all its 99,000 employees. “Our [values] say there’s no room for exclusion of anybody, so you can’t just [focus] on the mainstream population of those married with two children,” he says. The company’s flexible-benefits plan allows workers to construct coverage best for them—and requires higher contributions for employees who want to add dependents. Just as important, Kodak will add domestic-partner benefits to its offerings in 1997, so that it doesn’t penalize people in committed relationships for not being married. The partner may be same sex or opposite sex. Kodak’s message: “We’re not going to make judgments on [employees’] lifestyles,” say Morley. “Everybody can contribute — needs to contribute — and we need to have practices in place that allow that to happen.”

Perhaps the piece de resistance for many childless employees is Kodak’s leave of absence for a “personal unique opportunity.” The policy allows employees to pursue life-enriching activities that don’t just include parenting. Although there’s a review board that looks over all requests, the qualifying parameters are fairly open. Morley gives the example of an employee who accepts a three-month volunteer assignment. Or a worker might want to pursue a degree full time, and leave for up to three years. In that situation there’s no guarantee of the same job upon return, but the individual would receive special attention in the re-application process. Shorter-term leaves (generally one month or less) guarantee the person his or her job and accumulated service while out. The leave policy ensures childless employees aren’t left to stew over the 12 weeks’ absence that new parents receive under FMLA. If childless employees have an activity of similar passion to pursue, they can head out for a while too.

Inclusion is the key word.
Time off and more control over time in general have been hot issues of late—and ones that employees who have children traditionally have put to better use. Terri Ireton, manager of work and life programs at Blue Cross and Blue Shield of Massachusetts, didn’t want this to be the case when the company introduced flexible-work arrangements. She wanted these opportunities to be equally advertised to—and equally accessible to—all employees. “A lot of our benefits are around family issues,” she concedes. “Because we were getting some feedback, we started around a year ago to look at what we could do for the entire population. One of the things we heard strongly was that everyone wanted some flexibility in their lives. So we instituted flexible-work arrangements and issued guidelines to make sure it wasn’t just mothers being granted these.” The Boston-based company now offers part-time, flextime, compressed workweeks, telecommuting, job sharing and 30-hour workweeks with full benefits. How does Ireton know they’re being used by all workforce members? Firsthand. “I’m single, I have no children, and I work at home really whenever I want to,” she says.

Please also read: How to Create a Single-Friendly Work Culture

Finally, as you review HR policies, strive for a more holistic approach. Linda Foster, director Midwest region, of Work/ Family Directions, says it’s easy to do if employers keep in mind the business justification for work/life benefits: They’re there to keep the company running more smoothly and productively. “I really used to hear a concern [more] for those who had dependents,” she admits. “It was: ‘Those people have more needs than others, so let’s focus there.’ These days I hear much more [from clients] that they have to think about everybody’s needs—how do we get our business results, what do we need to do to support employees to get our business results—and not just the ones with dependents.”

Foster suggests looking at all your dependent-care offerings and giving them a more inclusive twist. Instead of offering only day-care reimbursement, offer elder-care support too. Instead of choosing a dependent-care research-and-referral service, choose a personal-care service — like Work/Family Directions’ LifeWorks, a toll-free assist number that offers not only information on good day care, but also resources on volunteer opportunities, educational opportunities, relocation services and more. “That way, your message is: If you don’t have dependents, we can still help you with other parts of your personal life,” says Foster. “It’s a very comprehensive resource-and-referral program [that] includes caring for yourself, not just dependents.”

That’s really what single and childless employees want: The message from their employers that they matter just as much as the co-workers with baby and wedding photos on their desks. The message must be pushed through policies, practices, benefits — and attitudes. Our society tends to think people can’t be complete without a wedding band and a trailing brood. Those without either will tell you it’s not true. For Corporate America to run fairly, and productively, HR needs to listen.

Gillian Flynn was a staff writer for Workforce’s predecessor Personnel Journal and now is a popular author whose works include “Gone Girl.” Comment below or email editors@workforce.com.

Personnel Journal, September 1996, Vol. 75, No. 9, pp. 58-69.

 

Posted on February 1, 1996June 29, 2023

Personal Style vs. Professional Appearance

human resources, people moves, promotion

The Dilemma:
Does image matter? Carla, an accounting supervisor, is looking for a promotion to middle management. She’s a 10-year employee and is competent as both a supervisor and as a number cruncher. There’s one potential problem. Although her skills warrant her promotion, her personal style perhaps doesn’t. She wears cutesy barrettes to hold back her waist-length hair, wears heavy makeup and generally wears youthful clothing (she’s 40). Would you recommend her for management without reservation? If you do have reservations, what course of action would you take?

Readers Respond:
Personal style, including interpersonal skills, appearance and demeanor, should be part of an employee’s overall performance appraisal. Each organization/type of business has its own set of standards, including customer service, profitability, quality and quantity of work produced, and professionalism. Professionalism takes on its own definition from industry to industry, and this is the area in which company culture (including professional image) is defined.

This employee should have been receiving feedback throughout her career with this firm, which should have included appearance. During career-goals conversations with her manager, goals should have been mutually established between the employee and her manager. The manager should have been counseling the employee with regard to the importance of a polished, professional image in the organization and that she has good potential for promotion if she achieves the standards which are set.
Donna Bernardi Paul
VP, Human Resources
Trammell Crow Company
Washington, D.C.

Carla should be promoted without reservation as soon as an appropriate position arises. However, she should also be counseled on personal presentation skills. While it is an unfortunate fact, it is a fact nevertheless, that image does matter. To be taken seriously by senior management, it’s usually necessary to present oneself in a polished, professional manner. I think that subordinates would also take more seriously a boss who’s professional in all areas, including self-presentation.

Carla should attend seminars on the subject and, as her human resources representative, I would also counsel her personally. However, the counseling must be done with great care, so that it’s in no way sexist. We can’t tell a woman to wear makeup or dresses-rather we can dis-cuss with her what professional attire includes. And this has nothing to do with whether Carla is attractive, but rather whether she’s presenting what she does have in the best light.

While it indeed would be unfair to expect everyone to be gorgeous, it isn’t unfair to expect everyone who aspires to higher levels in an organization to be presentable and professional, at least in the context of the organization’s culture.
Liz Bligan
Manager, Employment, No. America
The West Company Inc.
Lionville, Pennsylvania

I would not have a problem recommending Carla for the promotion. In fact, given that she’s in the accounting field typically dominated by males, I would be relieved that she doesn’t dress in the stereotypical masculine business-type suits. I also feel she has enough confidence in herself, and in her skills and abilities to dress to please herself.

Welcome to the ’90s. I see many more women in management today dressing in more modern styles and colors, but still in good taste. However, “good taste” to me may not mean the same as to someone else. Although the proverbial glass ceiling still exists, women today are comfortable dressing in a more feminine style rather than the blue suits and white blouses of yesteryear.
Jeanie Gaines
Human Resources Manager
Brockway Standard Inc.
Dallas

In the first place, this situation doesn’t occur at all if dress code guidelines are specified in the employee handbook. But yes, image does matter, COMPANY image, that is. Always has, always will, and I wouldn’t recommend her for management without reservations. My course of action would be to inform Carla of my intention to recommend her for promotion to middle management based on her experience, performance and value to the company. But with additional responsibility comes additional obligation to the organization, and the obligation in this instance is to look like a member of the management team. Is this image discrimination? I hope so. The fact of the matter is simple: Dress for success, not Halloween.
Paul Carroza
Human Resources Administrator
Peak Electronics Inc.
West Haven, Connecticut

Carla is viewed as both a competent supervisor and accountant. So, I believe her personal appearance has not adversely affected her performance. Therefore, she should be recommended for the job.

If there have been situations in the past when Carla’s appearance has affected her ability to do the job, she might not be recommended. For example, suppose Carla’s co-workers haven’t taken her seriously and the supervisor has heard the co-workers cite her appearance as the reason. When these situations occurred, Carla’s supervisor should have talked with her about what has happened. The supervisor might say, “Carla, during the meeting today I noticed that you had a hard time gaining control of the group. What do you think might have caused that?”

Together, they should look for ways to improve her performance, which may include addressing her personal style. If successful, this would make Carla a better candidate for future promotion.
Katy Klenk-Theroux
Regional Human Resources Manager
PageNet
E. Brunswick, NJ

 

If Carla is looking for a promotion, then she must have had a mentor. A good mentor would have guided her in the right direction before now. The image she is projecting is no different from someone who is a throw back from the sixties or an employee with bad personal hygiene, who may possess the same skills.

To be fair to Carla, I would take the time to make sure she understood what the company is looking for when promoting employees into management. If Carla is management material she will accept any feedback in a positive way. If she’s defiant and reacts in a negative way, do her and the company a favor and leave her where she is.
Bill Ervin
Director Labor Relations
Liggett Group Inc.
Durham, North Carolina

 

There’s no question in my mind as to the proper way of handling this situation. I would recommend Carla for promotion without reservation.

Carla has been a successful supervisor and is a skilled, capable worker who obviously has proven herself over the 10 years she has been with the company. We must judge her on her ability to perform in the new role and can’t let personal dress and style bias our recommendation. If image is important in this company and she must regularly relate to clients, the issue of dress and style should be addressed as part of her orientation training in the new position.

If the company had a strong management development program, this situation (if it was a problem) would not have gotten to this point without being handled. The larger problem is what upper management will think of me for recommending her, and do I let that bias my recommendation?
Wayne Fullerton
VP & Managing Principle
Right Associates
Charlotte, NC

 

As an employer representative at the Marriott Foundation’s Bridges… From School to Work program in San Francisco, I have been successful at finding part-time employment for high school seniors with disabilities. My goal is to help break the initial stereotype employers have of people with disabilities, as well as to assist primarily inner-city youth with employment. I have had many challenges assisting youth whose dress styles differ from mainstream corporate culture’s dress code. I have learn-ed that an individual’s drive to succeed is the most important factor in successful hiring and promotion.

If Carla were one of my employment placements and I learned that she had the opportunity to be promoted but that her personal appearance stood in the way of her promotion, I would have a meeting with Carla. I would communicate the opportunity of promotion with its prerequisite requirements of a change of dress code clearly and directly to Carla.

I would say: Carla, you have an opportunity presented to you at the moment. Your supervisor has seen your outstanding performance and is willing to recommend your promotion to middle management, however, she feels that you do not put forth a professional appearance that matches such a promotion. The professional appearance that she’s looking for involves wearing business suits and getting your hair styled in a professional manner. If you’re willing to adopt a professional appearance, much like that of the other middle managers, you can probably get the promotion. On the other hand, if you decide not to change your personal appearance, your supervisor is more than happy with your performance and your current position is certainly stable. You have a choice. It’s important for you to consider this and to come to your own conclusion as to what is more important to you, a promotion or the preservation of your individual style.

Robert Mollard
Employer Representative
Bridges… From School to Work
San Francisco

 

As director of human resources, I would meet with Carla’s manager and talk with him or her about a development plan for Carla that emphasizes areas needing improvement, including a section on image. I would encourage her manager to be sensitive in this area and talk about perception and the professional image needed for the promotion. If possible, we would offer seminars in professional dress and image as there are probably many employees who could benefit-and approach this sensitive area as an educational and development opportunity.

Her manager would need to follow up with her and be very positive about improvements. Many times, with sensitive issues, managers avoid situations such as these because they’re fearful of offending the employee, when, in actuality, many employees just don’t realize how they’re being perceived. Managers should view this opportunity as a way not to possibly offend employees, but as a perfect opportunity to further develop and help their employees.
Donna Eagle
Director of Human Resources
Judd’s Inc.
Strasburg, Virginia

 

Yes, I would recommend Carla for management. Yes, I have reservations regarding her professional image. And, yes, I have a recommended course of action. As the person making the decision to promote her, I would:

  1. Discuss the role and responsibilities of the new promotion, highlighting that middle managers interface with a wider range of people.
  2. Identify and discuss the strengths that Carla brings to the new role.
  3. Identify and discuss areas of professional development to ensure Carla’s continued success. While Carla may have identified areas that she plans to develop, I would discuss the area of professional image. To address this potentially delicate subject, I would provide Carla with the following facts:
    • 93% of communication consists of nonverbal expressions that include professional image, facial expressions, body movement, voice inflection, body position and eye contact
    • 7% of communication is verbal expression inclusive of the spoken and written word
    • For mid managers, the management skills mix for technical skills, communication skills and conceptual skills is 27%, 42% and 31%.

The new role provides Carla with the responsibility to communicate and interact with others. I would recommend a professional communication coach to advise Carla on ways to achieve the standard of performance. Advice for professional development is typically better received and used from an outside expert than from a manager or peer. Carla and I would meet with the outside coach to define our objectives for Car-la’s development.

In addition, I would lend Carla my copy of Victoria Seitz’s book, “Your Executive Image: The Art of Self-packaging for Men and Women.” I would remember to explain to Carla that self packaging is a form of communication intended to remove barriers. I would tell Carla that she must be congratulated for her proven track record and tangible skills. Coupled with a highly polished professional style, she has the opportunity to continue her professional development and advancement.

I would invite Carla to continue to discuss this topic and other areas of development on an ongoing basis. On a semi-regular basis, I would acknowledge, reinforce and encourage the de-sired professional image. As the promoting manager, one needs to remember to capitalize on Carla’s strong points and track record while building awareness of concrete ways to enhance professional image and success.
Sharon A. Wulf
President
Enterprise Systems
Framingham, Massachusetts

How Would You Respond to This Dilemma?
You are the director of HR for a high-end department store headquartered in Los Angeles. Your current focus is to hire a new assistant buyer. This person will be in frequent communication with the offices of designers in Europe and New York and will assist the sportswear buyer in determining trends and choosing merchandise. Marie is your top candidate by far, but you have reservations. In her favor, she has a degree in fashion design, speaks French and Italian and has worked for two of Beverly Hills’ trendiest boutiques. But on the flip side, she grew up in a tough neighborhood and although impeccably dressed, you’ve noticed a few small tattoos on one hand-possibly a sign of gang membership.

You’re aware that your in-house recruiters have given her the thumbs-up after the standard background check. Should you accept Marie’s embarrassed explanation that the markings are from a time long ago when belonging to the neighborhood gang seemed like her only alternative? Or should you give in to your fears and continue searching for someone else?

 

Personnel Journal, February 1996, Vol. 75, No. 1, pp. 95-97.

Posted on January 1, 1996June 29, 2023

Get the Best From Employees with Learning Disabilities

human resource management

At the Red Lion Hotel in Costa Mesa, California, Robert Suderman is somewhat of a local hero. Friendly, focused and enthusiastic, Suderman is one of those people who just loves his job-so much that he bemoaned all the spare time he had during the end-of-the-year holidays. Suderman’s winning streak began in the HR department, where he input personnel file information into the computer. Every day he came in, working steadily and efficiently at a routine task many other employees might have balked at.

Upon finishing that task, he asked for more, this time something extra challenging. Now he assists a payroll professional in the company’s accounting department. “Again, the job is a bit routine, but it’s something the payroll person was behind on, and it did have some additional steps,” says Jan Linville, director of HR. “He’s mastered it now and is feeling really good about it. He’s performing a necessary function and is helping the staff work more efficiently.” But aside from being a tireless employee, Suderman has another quality that distinguishes him: He contributes to the organization despite having a disability that causes him to be a slow learner.

Believe it or not, Suderman’s achievement is rare. Even with the passage of the Americans with Disabilities Act, many people who have learning disabilities (LDs) remain unaided-mostly because a learning disability isn’t as easy to spot as a physical disability. Managers may not be able to identify performance problems as symptoms of an LD, and so may neglect to promote, or even terminate, an employee who’s embarrassed to ask for help.

learning disability
Still, if you’re going to tackle a learning disability from the performance-management angle, it helps to know whether you’re actually dealing with an employee who has a learning disability.

And there are quite a few employees who fall into this category. According to the “Journal of Learning Disabilities,” approximately 10% to 15% of employees in any large industry or business have learning disabilities. They need an environment in which they feel comfortable disclosing their disabilities and seeking help. And you need to know how to help them. The much-buzzed-about upcoming labor shortage, a result of baby-boomer retirements, is going to demand you’re open to all kinds of workers, including those categorized as slow learners.

 Identify and encourage disclosure of learning disabilities.
Do you have any employees with learning disabilities? You may or may not know. Most people with learning disabilities look just like everyone else. A learning disability can come in the form of dyslexia, which makes reading difficult and can affect people of even genius-level intelligence (such as Albert Einstein and Thomas Edison). Or it may be more severe, such as disabilities that cause a person to be lower-functioning-though, it’s important to note, not to the level of low intelligence or retardation. “It’s very difficult to identify people with learning disabilities,” says Elaine Reisman, assistant professor at Lesley College in Cambridge, Massachusetts, and director of the Threshold Program, a center to aid people with learning disabilities. “People in business can be very aware if someone needs a wheelchair. But if someone is a slow learner because of a learning disability, it’s not apparent right away, and you don’t know right away what to do about it.”

Indeed, with the exception of people whose learning disabilities prohibit them from high functioning, the only way a company would know an employee has an LD is if the employee came forth or if a manager identified certain characteristics as potential links to a learning disability. Of course, the easier of the two would be for the employee to self-identify. This way, any performance issues could be addressed up front before they became problematic. But naturally, many people are reluctant to come forth, afraid they’ll be categorized as having inferior intelligence or a lack of education-neither of which is the cause of a learning disability.

How to get around the reluctance? Take a cue from Boston-based John Hancock Mutual Life Insurance Co. The company maintains a casual acceptance of learning disabilities that makes disclosure much easier for employees. But even more than that, the company makes it a point to really help workers who have disclosed their disabilities.

An important part in assisting employees to do their jobs is John Hancock’s training unit. The company publishes outlines of courses it offers-everything from English as a business language to statistics. Workers simply sign up for what they want. Employees with learning disabilities can also bring their specific challenges to a trainer for one-on-one help. That way, they receive individualized attention for their LD without having to announce to the world they have a learning disability.

What about employees who may have a learning disability, but refuse to disclose it-or even acknowledge it? “That’s a tricky one,” says Sandra Colley, corporate director of work force diversity at John Hancock. “When the employee won’t admit there’s an issue and you see him or her heading down a path of not performing well, you want desperately to help. But sometimes you can’t get him or her to trust you enough.”

In such a case, Colley suggests tackling the problem from a performance-management viewpoint. Point out the areas in which the employee isn’t up to par and work with that person on how to improve his or her performance. “You can’t just go to someone and say, ‘I know you have a learning disability, and I want to help you,’” says Colley. “That’s not fair and it won’t work. You need to center the talk around being objective, telling the employee what the job requires and what your expectations are. Tell the employee what resources are available. Continually nudge the person to get assistance.”

Steve Zivolich, executive director for Irvine, California-based Integrated Resources Institute, a non-profit organization that helps people who have disabilities find employment, agrees it’s more important to identify where employees are having problems than to label the specific learning disabilities. “Find out what the issues are so you can assist them,” he suggests. “They may not identify their disability by name, they may just say they have trouble sequencing things. That’s the key, though, to improving performance.”

Still, if you’re going to tackle a learning disability from the performance-management angle, it helps to know whether you’re actually dealing with an employee who has a learning disability. For instance, there’s a big difference between the worker who misses deadlines because he or she lacks the ability to prioritize effectively-and the worker who misses deadlines because he or she is unwilling to do the work on time.

Although it’s unwise to place too much faith on managerial detective skills, there are some behaviors that often are signs of a learning disability. To begin with, a person’s social skills often can hint to a learning disability. Says Reisman: “People who have learning disabilities tend to have more difficulty in society on a social level. If they have trouble on the job, it’s more for social reasons than for inability to do the job.”

Here are some common symptoms of learning disabilities:

  1. The “unfocused or rude” employee who continually repeats things, speaks at inappropriate times or spends unnecessary time at one task may not be doing so by choice. These characteristics can be signs of perseveration or impulsivity, both learning disabilities.
  2. The employee who “refuses” to follow instructions may not be insubordinate. Many learning disabilities prohibit people from retaining instructions. They simply can’t remember the order in which to do things; they can’t “sequence.”
  3. The employee who has “poor judgment” may just have trouble understanding directions that aren’t concrete or specific. For instance, telling these employees they may take a break when they have a reasonable amount of tasks completed won’t work-you may have differing definitions of “reasonable.”
  4. The employee who can’t take a hint may not be overly persistent or aggressive. Reisman says many people with learning disabilities have trouble picking up social cues. For instance, saying “How have you been?” may not be interpreted as a greeting, but rather an actual question to be answered. “These are behavioral issues that can be handled easily once they’re addressed,” says Reisman. “But they do need to be addressed.”

 Most accommodations are low effort, high payoff.
A lot of managers hear the word “disability” and automatically think “accommodation.” Cynics wonder how much it’s going to cost them; idealists wonder where they can get the biggest and brightest. The fact of the matter is, employees with learning disabilities rarely require much in the way of concrete accommodations-not in the sense we’re accustomed to at least. “It’s not as if you have to build a wheelchair ramp to accommodate people with learning disabilities,” says Reisman. “It doesn’t really cost an employer anything-just a little creative thinking.”

Case in point: John Hancock. Many of the organization’s work units have high volumes in terms of record keeping. For employees with learning disabilities in these units, the paperwork can become overwhelming. Enter an extremely low-tech accommodation: color coding. Files are organized by color to help employees keep straight the order in which they should be handled. In addition, both managers and co-workers keep an eye out for employees who may get frazzled. Managers, for instance, have been trained to dole out the workload in manageable chunks, already prioritized. “Also, if co-workers have a sense an individual is becoming overwhelmed, they’ll say, ‘Hey, let’s go grab a cup of coffee,’ and get the person to relax,” says Colley.

At the Red Lion, one of the company’s three LD employees can’t read letters or numbers. So managers there gave him a little extra time when he first started the job to memorize the locations of the different banquet rooms in which he works, and they continually give him instructions verbally. Suderman, however, didn’t take to verbal instructions as well. When he moved to the payroll department, his job was broken into a series of steps.

For lower-functioning employees, many times, it’s behavioral issues that must be addressed. For instance, Reisman mentions a real-life example of an employee labeled as having “poor judgment.” The woman was hired as a receptionist because of a good phone voice and clear message-taking. Soon however, a problem arose: She was chatting on the phone an inordinate amount of time. Seems when she was hired, her supervisor had told her it was OK to use the phone “within reason.” The woman had no concrete concept of what that meant. The accommodation? The supervisor gave her the translation of “within reason”: 10 minutes a day.

It’s employees’ inability to read social cues that may be one of the biggest problem areas, however. Defined in a general way as perseveration or impulsivity, these characteristics may lead to employees speaking at inappropriate times, repeating things or interrupting. “For instance, you may be having a conversation [with someone else], but if your employee wants to let you know she has a doctor’s appointment next week, she’d want to tell you right when she’s thinking of it,” says Reisman. “She’d interrupt your conversation instead of reading the social cue that you were busy.” But again, accommodation is simple: Explain you’re busy and should only be interrupted for an emergency. Explain what qualifies as an emergency. Or, if the person tends to perseverate, repeating instructions or questions continually, work out a signal with the employee, such as a wink, that communicates what he or she is doing without embarrassing the employee in front of others (see “Strategies for Handling Specific Problem Behaviors,”).

 Use common strategies to get the most from these workers.
Whatever accommodations you make, it’s important not to ostracize employees who have learning disabilities. Everyone knows the importance of feeling integrated in the workplace. For employees who have LDs, this is often doubly so. They need to feel welcomed, wanted and reassured. At Red Lion, integration begins right away. Employees with learning disabilities, for instance, go through the same orientation as other employees. They’re welcomed in the employee newsletter, and supervisors make sure they see this. They’re shown around, introduced to co-workers and given lockers (with key locks rather than combinations for employees who can’t read numbers).

“Do anything that would make them feel you thought about them and that would help them feel more secure,” suggests Reisman. “That should be done for everybody, but particularly for these people who have so much anxiety about whether you really want them there-even though you hired them.”

To help its workers with LDs feel integrated, Dallas-based Chili’s Grill and Bar chooses not to have too many separate activities for them. Traci Hagan, a regional recruiter, estimates the company currently has approximately 700 employees who have learning disabilities working in the California-Nevada area’s 51 restaurants, recruited through the TeamWorks Program. Although these employees come through the special program, that’s about the only thing that separates them from co-workers. “We tell the managers to treat them like anyone else,” says Hagan. “Don’t say, ‘They’re the TeamWorks employees.’ Some companies do little graduation exercises when their employees who have disabilities complete [training]. We don’t. We created the program simply as a vehicle to help our managers find good workers.”

At the Red Lion, Linville tries to lead by example. She makes a point of sitting down with employees who have learning disabilities and chatting with them on breaks or in the lunchroom. She encourages Suderman, for example, to bring in the photos he takes as a hobby. “It’s important to model that it’s OK to talk normally to these employees so others won’t be afraid or cautious of approaching them. It’s important to let coworkers know these are good people to know.”

Speaking of which, do co-workers need training or education about people who have learning disabilities, just as they receive in other areas of diversity? For higher-functioning people with well-managed LDs, most employees would never know or even guess, so the point is moot. Even for lower functioning employees, Zivolich believes specific training could be unintentionally stigmatizing. What he does recommend is explaining to co-workers why certain employees may receive an extra hand.

“Most experts will tell you managing employees with learning disabilities is just like managing any other workers-just more intense.”

Reisman agrees the way you handle people who have LDs makes all the difference in how they’re accepted in the workplace. “It can work two ways. Co-workers can be resentful, or co-workers can think, ‘Wow! This is a place that cares about other people, and if I ever have a need, they’d be considerate of me as well.’ It all depends on how the organization approaches it. If it’s in a way in which everyone feels their needs are being addressed, the person receiving special attention won’t be resented.”

Having an accepting workplace sets the groundwork for building on these employees’ skills. Once they feel they’re truly wanted, they can focus on the task at hand. The best place to begin in encouraging performance is to start the employee with the tasks he or she is best at. Sounds simple, but it’s often overlooked in the zeal to push these workers to be their best-and there’s nothing more disheartening than over-challenging an employee at the start and later having to demote him or her. “Start off with things they do well and then increase the challenges,” says Reisman. “If you’re going to hire people who have limitations, then try to fit the job to them or have them do the jobs they can do.”

At John Hancock, many employees who have noticeable learning disabilities start out doing administrative tasks and customer-service work. From there, they can move on to do whatever they’re capable of doing. “It runs a range,” says Colley. “We don’t put a cap on achievement.”

Looking at Suderman’s rise in task work shows how effective give-and-take performance management can be. In his very first days, Suderman was stuffing employee-information packets for the HR department-a task Suderman made short shrift of, proving he could handle more complicated jobs. “He found it frustrating because he was beyond that kind of task mentally,” says Linville. After that, Suderman took on increased responsibility.

Most experts will tell you managing employees who have learning disabilities is just like managing any other employee-just a little more intense. For instance, don’t make a goal be: “To package error-free letters.” Identify each step along the way: Place stamps neatly, seal envelope, double-check address.

In addition, performance reviews should be conducted more frequently-up to once a week when focusing on specific behavioral issues, says Reisman. These performance reviews should be handled as objectively as possible, focusing specifically on the actions to be improved. Hagan says, for instance, that many of the employees who have LDs at Chili’s are a little battle-scarred, having been turned down or fired from positions in the past. In fact, 75% of TeamWorks employees had not had a job in the six months prior to coming to Chili’s-so they may be more sensitive to criticism.

Linville herself has encountered this problem. She remembers when an employee with a learning disability was reprimanded by his supervisor for something fairly minor. The man came into her office positive he was going to be fired. “So I brought in his supervisor and we all chatted until Paul understood his job wasn’t threatened in any way.”

 Effective management of these employees pays off.
All in all, managing employees who have LDs isn’t too tricky a task. But a little extra hand for these employees will take you a long way. At Chili’s, where employees who have learning disabilities originally were recruited simply to fight the labor gap, Hagan says plenty of unexpected side benefits have resulted. For one thing, this group’s turnover rate is 25% to 30%, a virtual miracle in an industry that usually sports 200% to 300% turnover. “We get valuable employees who are on time, who want to work, who are very loyal and excited to prove themselves,” says Hagan.

Hagan adds the arrangement also has unexpectedly benefited managers, maintaining that managers who’ve worked extensively with employees who have LDs tend to be better at the coaching aspects of managing-important in today’s workplace. “Managers need a lot of tools in their toolbox when managing and developing their employees. Working with employees who have LDs helps develop their patience and their motivational and training skills,” says Hagan.

Zivolich believes employers will continue to hire people who have LDs to ease the work burden in an effective way. “The more difficult it is for companies to get employees, the more creative they’ll become in looking at a wider range of people. But I’d encourage companies to get into this not because they have to but for the positive reasons. With the employers we’ve worked with, these employees tend to perform as well if not better than their co-workers.”

Whether it be to ensure the employees you do have function to the best of their ability or hiring people who have LDs makes good recruiting sense, managing employees who have learning disabilities will take on increased importance. It may take a little extra elbow grease, but it’s effort that pays off. Just look at what Suderman has done for his company. “Because of his work, others in the department can focus on their main jobs,” says Linville. “He’s a high quality employee because-quite simply-he values doing his work well.”

Gillian Flynn is a noted author and one-time staff member of Workforce’s predecessor, Personnel Journal. Comment below or email editors@workforce.com.

Personnel Journal, January 1996, Vol. 75. No. 1, pp. 76-84.

 

Posted on August 1, 1995June 29, 2023

Affirmative Action What You Need To Know

Elmer Jackson is different from many involved in the affirmative action discussion. He’s old enough to clearly remember life before affirmative action, to recall when minorities weren’t welcome in restaurants or factories, and when non-white students at the University of Kansas were segregated off-campus because homeowners refused to rent to them. Jackson, the general director of employment relations for General Motors North American Operation in Detroit, knows just how far Corporate America has come in its treatment of minorities and women in the last 30 years.

In 1963, before the Civil Rights Act, Jackson started his 30-plus year career with GM as a security guard in a Kansas City assembly plant for Oldsmobiles, Buicks and Pontiacs. He was the first black employee in his department, and one of the first hired into a salaried division.

With a bachelor’s degree, Jackson was obviously overqualified for the position. “There’s no doubt in my mind that the plant’s receptivity to bringing me into that position was because of the Civil Rights Movement. I firmly believe that the activity where people were demonstrating for civil rights sensitized Corporate America,” he says. It was against that backdrop of sensitivity that the plant took a person like Jackson-who was qualified-into the organization. Jackson, who had just married, was attending law school when his father’s law partner told him about the position, which he decided to apply for. He stayed in that position for only three months and then moved up into a college graduate-in-training program for the personnel department and ended up in labor relations.

“Today it’s not an issue that the doors aren’t open. It’s more an issue of removing organizational and cultural obstacles that may block people from moving up in these organizations.”

Now, at 55 years old, Jackson hears the debates surrounding affirmative action and grapples with the same question many Americans are asking: Is a legal mandate for hiring minorities still necessary?

Certainly America isn’t what it was 30 years ago. According to the U.S. Bureau of the Census, minority workers account for up to 23% of today’s work force, compared to 10.7% in 1964 when affirmative action went into effect. And today’s minorities comprise a much greater variety of ethnicities and cultures than in ’64.

The number of women also has grown substantially since the Civil Rights Act was passed 30 years ago. In 1964, women made up 34% of the work force. In 1994, they accounted for up to 46% and comprised 42% of all managers and professionals.

Throughout the 30 years this work-force composition has been forming, Corporate America has learned a vital lesson. Slowly, almost imperceptively at times, we have come to realize that diversity in the work force is a business imperative that directly impacts the bottom line.

So the question becomes: Are affirmative-action mandates still necessary for business, or do we need more mechanisms for maintaining and managing diversity? As Jeff A. Norris, president of the Equal Employment Advisory Council says: “For us to be competitive domestically and internationally, and to be deemed an employer of choice by a diverse work force, we need to do more than simply see if there’s a level playing field. We need to do more than minimal compliance.”

Jackson agrees: “Today, it’s not an issue that the doors aren’t open. Corporations aren’t putting up barriers to keep out minorities and women. It’s more an issue of removing organizational and cultural obstacles that may block them from moving up in these organizations.”

Indeed, when affirmative-action programs first began, they were viewed as a way of including all members of the society who had faced discrimination. They were seen as a first step in making up for past inequities and truly make the system color blind. But have we gotten there yet? Research indicates that we’ve still got a long way to go. In the top 1,000 U.S. industrial companies and the 500 biggest firms of all kinds, 97% of senior managers are white. Estimates are that 95% to 97% are male, according to the Glass Ceiling Commission, a federal panel established by former President George Bush to monitor women and minorities in business and industry. Black, Latino and Asian men earn far less than white men, even when they have similar education and experience. When white males earn one dollar, black men earn 74 cents, white women make 71 cents, Latino men 65 cents and black women 64 cents. The median black household income is about 56% of whites, according to an article published in March in The Los Angeles Times.

So, says Ann M. Morrison, president of New Leaders Institute based in Del Mar, California: “If we abandon affirmative action, what do we put in its place, because prejudice is still prevalent. We aren’t past that yet. The question shouldn’t be, ‘should affirmative action stay or go,’ but rather, ‘what kinds of policies or mechanisms will do a better job to combat prejudice that still exists not only in society but in most organizations?’”

Affirmative action has its purpose.
To answer the question of what mechanisms need to be in place, it’s necessary to know the history behind the affirmative-action initiatives, including the pros and cons of them that have stirred recent debate. It started back in 1964 when the Civil Rights Act was enacted. Title VII of the Act prohibited employment discrimination based on race, color, religion, sex and national origin. The following year, then-President Lyndon B. Johnson signed Executive Order 11246, the executive basis for affirmative action. The Order not only prohibited discrimination by companies doing work for the government, it also added that the companies should “take affirmative action to ensure that applicants are employed and treated during employment without regard to race, color, religion, sex or national origin.” In other words, Johnson’s Executive Order created the obligation to take affirmative action, even though the company hadn’t engaged in discrimination in the past. Similar obligations were soon put on companies concerning women.

“I don’t believe the playing field is level, or that we can leave diversity to voluntary efforts.”-David R. Barclay, Hughes Electronics Corp.

While the language clearly states that the order is to ensure equal-em-ployment opportunity, it was opposed to making hiring and promotion decisions because of race or gender. When the Civil Rights Act was enacted, its objective was for equality of opportunity, not special consideration or compensation for slavery, according to the Equal Employment Advisory Council, the Washington D.C.-based association that monitors these types of activities. In fact, as it points out, the Rev. Martin Luther King Jr. made the idea a central point of his speeches-that people should be judged by their character, not by the color of their skin.

At that point in our nation’s history, the unemployment rate for blacks was about twice that of whites. Some advocates wanted special treatment for blacks, believing that impartial treatment wouldn’t be enough. They believed that companies should recruit qualified blacks and give them preference. Other groups disagreed with rigorous mandates for hiring certain percentages of minorities or women (quotas), but urged aggressive action when it came to employing minorities.

In practice, President Lyndon Johnson’s Executive Order 11246 demanded that companies doing business with the government show they have systems in place and take positive steps (or take affirmative action) to be more inclusive in their employment practices. The Order attempts to assist people in developing their skills, but doesn’t require a contractor to place an unqualified person in a job. Jackson is a good example of affirmative action working at its best: The mandate was established to help identify qualified applicants who might otherwise be ignored.

The executive order began the long debate about the best way to address groups traditionally victimized by discrimination. The Office of Federal Contract Compliance (OFCC) began to administer contract compliance. But it wasn’t until the Nixon Administration that the idea of quotas came into being and the situation became more confusing. In 1970, Richard Nixon’s Department of Labor issued Order No. Four, which required companies to create goals and timetables. It stated that supervisors should be judged and appraised by the results they achieve in the area of affirmative action.

Clearly, quotas are illegal. The idea of quotas-hiring people because of ethnicity or gender regardless of qualifications-has never been sanctioned, and is only justified in rare instances when the court deems it so. Just as clear, however, is the fact that, given human nature, the idea of goals and preferences can sometimes change drastically when it comes time for individuals to implement them.

Why is there so much animosity surrounding affirmative action?
It’s this idea of preferential treatment that current debate is grounded on. Back in the mid-’60s and the ’70s, Americans had the attitude that there would always be enough jobs to go around. We believed that one group-African Americans-who had been excluded over our long history, could be included in the goodies of society without whites suffering any ill economic effects. That attitude has changed drastically.

Unquestionably, the demographic and political landscape has changed dramatically since President Johnson created Executive Order 11246. In addition to American blacks, several other minority groups today have become players in the political arena.

For example, during the last 30-plus years, Asian Americans have increased from 1 million to 8.5 million, and Latinos have increased from 3.5 million to 23 million. The black population that was once almost all descendants of American slaves, is now an increasingly diverse group-25% of blacks in New York City, for example, are immigrants or children of immigrants from Africa and the Caribbean. Native Americans also have increased from one-half million to 2.2 million. In fact, racial and ethnic groups accounted for only 10% of the population in 1964, and comprise approximately one-third of the population today. In addition, Baby Boomers came of age during these last 30 years, creating an explosion in the work force population.

Add the economic downturn to these trends and you have a picture of why many believe it’s time to reexamine the policies. “We have such a huge group of Baby Boomers trying to squeeze up in organization pyramids, but there are less layers and less upward mobility,” says Anita Rowe, partner at Gardenswartz & Rowe, a Los Angeles-based diversity consulting firm. “That means less opportunities. And when there’s less opportunities and more people clamoring for them, and suddenly someone is telling people that some kind of preferential treatment will be given to somebody else, people will become angry.”

Today, people ask whether affirmative action doesn’t cause reverse discrimination: Opponents would say yes-advocates would say no. They’re asking if it’s possible to set nondiscrimination as a goal without having preferential treatment. For example, what happens when qualified people attain a place in college or a job, but an even better qualified person is passed over because he’s part of the white majority? It makes people ask if it’s really possible for us to have a color blind society, in which everyone is judged solely on merit.

Opponents of affirmative action such as Frederick R. Lynch, associate professor of government at Claremont McKenna College, think affirmative action makes a color blind society difficult to achieve, if not impossible. “Affirmative action, which started out as a means to attain nondiscrimination and equal opportunity, wound up trying to allocate opportunities on the basis of proportionalism, but using only two variables-race and gender. It has led to an obsession with race and gender to the exclusion of all other variables that social scientists know are important,” says Lynch, who authored Invisible Victims: White Males and the Crisis of Affirmative Action and Diversity Crusade and the White Male Revolt.

 

“Affirmative action has led to an obsession with race and gender to the exclusion of all other variables that social scientists know are important.”

Lynch believes that our society has moved away from trying to achieve equal opportunity and nondiscrimination toward individuals to a system of proportional representation. “We’ve gone from equal opportunity for individuals-you can go as high as you can go based on nondiscrimination-to group representation, which is the antithesis of equal opportunity for individuals,” he says. “If you’re a very talented individual, but you come into an organization when your group’s quota already has been filled, then you’re out of luck.”

Certainly, with affirmative action, Corporate America is trying to balance two paradoxical ideas-one of creating a color blind work force, and the other of trying to achieve diversity that represents the proportions in the applicant pool (or general population).

What this struggle for balance has created in some instances is race norming, a practice in which organizations, such as police and fire departments, lower pass scores on entry exams for minorities so as to achieve the desired percentages the departments need. Although this practice is illegal, some organizations may find its consequences less harmful than discrimination cases brought against them. There’s seldom any reverse-bias judgments and Lynch believes that’s because the Equal Employment Opportunity Commission shields employers who are taking reasonable, voluntary affirmative-action steps against reverse discrimination complaints.

Says Lynch: “If you’re looking at it from the boardroom on a cost-benefit basis, you’re saying, ‘If we had to deny some people jobs simply because it’s competitive, who could we deny?’ And, of course, there’s no NAACP Legal Defense Fund to help a white male. In other words, all the public-interest law organizations would come in on the side of the female or minority, but not on the side of a white male. Plus, most white males just don’t complain because they don’t want to be called racists or whiners. And the media didn’t pay much attention to this [controversy] until about last year.”

Recent court rulings fuel the debate.
It’s the type of perception Lynch talks about that has prompted both federal and local governments and courts to start reexamining affirmative action. Recent developments include the following:

  • In June, the Supreme Court ruled that preferential treatment based on race is almost always unconstitutional. The narrow, 5-4 ruling was based on a case in Colorado in which a white road builder lost a federal contract to a Latino businessman, even though the white businessman submitted a slightly lower bid
  • A federal court recently prohibited the University of Maryland from offering scholarships to black students solely because of their race.
  • In April, President Clinton agreed to sign a bill that would abolish special tax breaks reserved for minority-owned broadcast properties, calling into question the Federal Communications Commission’s 17-year-old minority-preference program.
  • Other set-aside programs, such as those by the Small Business Administration, that allow minority and female-owned businesses special consideration in winning federal accounts, are now under attack.
  • In July, the state of California introduced the California Civil Rights Initiative, which will come before voters in 1996. It reads: “Neither the state of California nor any of its subdivisions or agents shall use race, sex, color, ethnicity or national origin as a criterion for either discriminating against or granting preferential treatment to any individual or group, any operation of the state system or public employment, public education or public contracting.”

With these events in the headlines, the debate over the fate of affirmative action is raging. The problem with the debate, Norris says, is that it’s being fueled by extremists on both sides of the issue over a very small part of what’s being embraced by the term affirmative action. Because of this, “If you indicate you’re against preferences, one extreme will say you’re a racist. If you say you do support taking race or gender into account, then you’re deemed a quota king,” says Norris. The inflammatory nature of the rhetoric has many-even those who feel the debate is legitimate-concerned.

“I don’t think it’s enough to say ‘affirmative action is inequitable, so we’re going to throw it out.’”-Anita Rowe, Gardenswartz & Rowe

affirmative actionThere’s even greater concern, however, about what will happen if affirmative-action initiatives are rolled back. “The current attack we see on affirmative action today is as serious as it has ever been,” says David Barclay, corporate vice president of Workforce Diversity at Los Angeles-based Hughes Electronics Corp. “If all of these initiatives were passed and implemented in their purest form, it could eliminate affirmative action as we know it today. That would create greater societal problems than anyone really has addressed up to this point. I’m one who doesn’t believe we have overcome our race and gender problems. I don’t believe the playing field is level, nor do I believe we’re at a point in history in which we can leave this to voluntary efforts.”

Roosevelt Thomas, Jr., president of the American Institute for Managing Diversity (AIMD) at Atlanta’s Morehouse College, agrees. “People say we now have equal opportunity, and we no longer need to have affirmative action,” he says. “I’m not clear that affirmative action has given us equal opportunity. I think it has resulted in some people having opportunity that wouldn’t have had the opportunity. We’ve worked on inclusion, but not utilization. Inclusion relates to affirmative action. Utilization relates to managing diversity.”

Indeed, there’s a distinction that has to be made between affirmative action and diversity. Affirmative action is legally driven and is about trying to achieve equality of opportunity by focusing on specific groups. Diversity efforts focus on managing and handling the work force you already have, explains Rowe. “Diversity is a pragmatic approach,” she says. Its business orientation is fundamentally different from affirmative action’s legal orientation. In other words, affirmative action is a tool or mechanism to help create a diverse work force. One exists to right wrongs; the other is a strategic advantage and a business imperative.

“The question we often get is ‘what will be the impact [of the affirmative-action debate] on managing diversity?’” says Thomas. “And the really frightening thing is that the debate shows just how far we have to go in fostering an understanding of what managing diversity is. Most commentaries tend to dismiss managing diversity as some watered-down version of affirmative action. It points out that we haven’t even put it on the table.”

 Make diversity the goal.
Can diversity be maintained and managed without affirmative-action mandates? That’s a question you’ll need to address as the debate over affirmative action unfolds.

According to a May 15 article in USA Today, the Fortune 500 have all expressed a commitment to diversity, with or without affirmative-action mandates, “not just because they believe it’s fair, but because people from different backgrounds bring with them a range of experience and ideas.” However, the same article states that, when pressed, corporate leaders in these firms admit there may be cracks in their commitment when the search for qualified minorities becomes “tireless.” The article quotes author Lynch as saying, “Behind the scenes, employers are quietly saying, ‘We’re going to hire the best people we can find. If some happen to be minorities and women, fine. But [competition for qualified minorities has] gotten too cutthroat.’”

For these reasons, Thomas believes Corporate America still needs affirmative action’s legal mandates. “Affirmative action at the present time is still necessary because we haven’t made progress with managing diversity,” he says. “You still need it to be inclusive, because without managing diversity, what you tend to do is bring people in who bump against the glass ceiling, stagnate and leave.”

Rowe agrees. “I don’t think it’s enough to say ‘affirmative action is inequitable, so we’re going to throw it out and go back to a meritocracy.’ That’s totally fallacious because what we’re going to do is throw away one system that may have some inequities for another that may be just as flawed.”

Certainly, if affirmative action is dismantled, and there’s no longer a legal mandate to strive for diversity, there could be a deterioration in hiring people of color and women if companies don’t keep the goal of diversity forefront when hiring and promoting.

But with diversity a very real business goal-even a necessity-these days, it’s hard to imagine it wouldn’t continue to be an HR concern. And not just in hiring, but in nurturing and promoting as well. “For us to be competitive domestically and internationally, and for us to be deemed an employer of choice by a diverse work force, we need to do more than simply see if there’s a level playing field,” says Norris. “We need to do more than minimal compliance. Many companies already have left the contract compliance program in the dust and are doing more than is required by law.”

Simply look at Stamford, Connecticut-based Xerox Corp., which was cited by the Glass Ceiling Commission for its success in hiring and promoting women and minorities. The company had more than 47,000 domestic employees in 1994, of which 32% were women and 26% were minorities. Of its domestic vice presidents and directors, 18% were minorities and 15% were women. “If you really understand Workforce 2000 and this global economy, companies and organizations that don’t embrace diversity are going to have a difficult time being leading-edge players,” says Marcia Knowles Matthews, manager of Corporate Workforce Diversity at Xerox. Matthews talks about the company’s initiative-the Balanced Workforce Process-which started in 1985. The idea is based on affirmative action’s original principles-that any work force should mirror the community in which it resides and the market that it serves.

Clearly, it’s driven by senior management, says Theodore E. Payne, previously with Xerox for 20 years in affirmative action and diversity, as well as general human resources. Payne, who’s now vice president of the Human Resource Partnership in Stamford, says that during earlier attacks on affirmative action and equal opportunity, the Xerox CEO (at the time) sent letters to all employees reaffirming the company’s commitment to affirmative action as a business priority.

Xerox uses U.S. Bureau of the Census data and looks at the people in its communities who have skills for the jobs. “The beauty of the Balanced Workforce idea is that it isn’t only focused on minorities and women,” says Matthews. “It says to a manager that if you happen to have a lot of entry level kinds of people, and they’re predominantly women, then the Balanced Workforce objectives would be to get more men. Conversely, if you’re running an organization that’s more technically oriented, or you’re top-heavy with men, the goal would be to balance it more by focusing on women.”

The company’s goal is to eventually reach approximately 30% minorities in senior management. Therefore, the company not only looks at its hiring practices, but at its promotion decisions as well. “The principles are founded on self-help, high levels of performance and wanting Xerox to be successful,” Matthews says.

“Most commentaries tend to dismiss managing diversity as watered-down affirmative action.”-Dr. R. Roosevelt Thomas, Jr., AIMD

Would Xerox continue on this track if affirmative action as a mandate were abolished? You bet. They’re doing it now not just because it’s a legal requirement, but because it’s a value and a business necessity.

Hughes Electronics is another company that feels this way. As a U.S. contractor, Hughes would be directly affected by any affirmative-action legislation. But, the company wouldn’t change course. “A lot of people say [affirmative action] is a remedy for past discrimination,” says Barclay. “Yes, it is that and has been used in that manner. But it’s also a management tool, a process by which we analyze our work force and make decisions about where we need to take action. It’s an extension of our business plan.”

Barclay says that there are a lot of qualified minorities and women in the Hughes pipeline, and believes that job opportunities only happen in companies such as Hughes in which there’s strong leadership from the top-and in which there’s accountability. “Corporate America measures that which it values as important,” says Jackson. “We measure how we perform in terms of our profit-and-loss statements; we measure performance. In my opinion, if you don’t value it, you won’t measure it. Conversely, if you do measure it, it’s because you value it.”

 What you need to do.
Because people tend to agree that diversity is tied to bottom-line results, moving toward diversity is important for human resources people to consider. Here are some ideas about what you can do. First, you need to be careful that you don’t fall in the either-or trap of defending or attacking any of the extreme positions. Your role needs to be one of continuing to focus people on common ground, on common objectives and on finding a creative and mutually satisfying solution to these dilemmas. And you can’t do that if you fall into a polarizing trap. You’ll need to facilitate the dialogue at every single meeting by continuing to refocus people on solutions, not blame, and by dispelling the myths.

The key challenge is to get the issue out of human resources and have it treated as a business issue. Affirmative action has to be related to strategy, to business goals and to productivity. People daily become more convinced that amends have already been made for the way some people have been treated in the past. Diversity efforts must be tied to the business for people to see that everyone benefits.

As HR managers, you need to go back and look at your own company’s history and see what kind of progress has been made since affirmative action. You can give examples of minorities and women who’ve succeeded at the workplace. In that way, you can measure the extent of diversity in the workplace. You can provide background reading and other materials on the topic, and conduct workshops so employees will be knowledgeable. This will enable managers to make the right business decisions and engage in dialogue as opposed to fueling unproductive controversy. Collect information that will illuminate the pros and cons of the debate. In company newsletters, provide updates on the status of national, regional and statewide initiatives that will affect the workplace, educational institutions and government.

Clearly, the debate regarding affirmative action will continue. More investigations of preferential programs are a sure bet. In fact, President Clinton has vowed to examine the 160 affirmative-action programs in existence today. Some of them will be dismantled and eliminated. Then, there’s the 1996 California ballot initiative that will continue to keep attention focused on the issue. Even though these activities may be political, as human resources pros, you can’t dismiss them because many of the issues they pose are valid. You’ll have to reconcile discrimination and individual standards of quality. You’ll also have to identify where barriers still exist, and how they can be overcome without sacrificing white males in the process. Is there favoritism-or fear-in your corporation?

If, as many human resources people believe, affirmative action is just the first step in creating a diverse work force that promotes competitive business practices, supporting the process becomes important in whatever way seems appropriate.

“What all that translates into is that Corporate America [the Fortune 500] will continue to develop plans that bring in minorities and women,” says Jackson. “They will continue to put plans in place to properly orient, develop, train and educate so these people can be successful contributors to Corporate America. The reason they’ll continue to do it, even if there’s no legal mandate, is because it just makes good business sense.”

“If changes in the system will affect your bottom line, now’s the time to start debating the issues internally, taking political action and preparing for the future.”

HR has been on the front lines working with these issues for the last 25 to 30 years. It isn’t the time to back off. As Walter Vertreace, president of the New York State Advisory Counsel on Employment Law, puts it: “Human resources people are the ones who know the truth; they’re the ones who know what really exists in the workplace. When people really understand affirmative action, they realize that it helps everyone. Even if the federal mandate for affirmative action was demolished tomorrow, I don’t believe Corporate America would get rid of their affirmative-action programs. Companies that are effective in affirmative action, and that are effective in diversity, understand that these are business objectives. Without diversity, you won’t be competitive now, and you’re certainly not going to be competitive in the year 2000.”

So, think about the issues and how any changes in the affirmative-action laws will affect your company. Maybe they won’t, because your company already has developed an equal playing field and is advanced in its diversity measures. But, if changes in the system will impact your company’s bottom line, now’s the time to start debating the issues internally, taking political action and setting up measures to prepare for the future. That’s what President Johnson did 30 years ago. That’s what you must do today.

 Personnel Journal, August 1995, Vol. 74, No. 8, pp. 56-67.

 

Posted on September 1, 1994June 29, 2023

HR Must Take Proactive Steps To Curb FMLA Misuse

Think fast: An employee returns to work on Monday after six months on workers’ comp leave. On Tuesday, he tells you that he needs to take another four months’ FMLA leave. What do you say? How about this: An employee with a history of poor performance ratings is about to be terminated from the company. The day before you inform her, she informs you that severe emotional stress will require her to take time off. Her poor performance history also includes several cases of falsely reported sick days. Can you turn her down? Can you terminate her? Try this one: A new father wants to stay home with his child in the mornings. However, his job as a sales rep receives its highest level of business in the mornings. What do you say?

Welcome to the second stage of Family and Medical Leave Act implementation. You’ve rearranged your leave plan to accommodate the 12 weeks of unpaid leave required. You’ve posted the necessary notice of FMLA rights. You’ve probably even had a few employees out on FMLA leave already, and juggled duties until they returned to their former positions, as mandated. But that, as many employers are discovering, is only the beginning. Because unless you tie up all the loopholes provided by this act, you may be in for an unpleasant surprise. Unless you make 100% sure your supervisors understand this act, you may invite trouble. Bottom line: If you don’t make it your business to keep current and confident on the provisions of the FMLA, you’re allowing this employee-friendly bill to be misused and misunderstood. What was intended to be a shield may become a sword, with the employer held as captive.

The FMLA tends to be an underestimated law. Described by many as a “feel-good” initiative, it’s often pushed to the back of the compliance to-do list, shadowed by the toothier Americans with Disabilities Act (ADA). It is true that other employer mandates have a harsher bite. The Department of Labor’s FMLA action to date has been focused more on resolving cases than on penalizing wayward employers: In the first half of fiscal year 1994, the DOL resolved 278 of 302 violations. Outcomes involved payments of back wages, restoration of benefits, and returns to former positions rather than harsh penalties. However, signs loom on the horizon that the DOL is tiring of issuing stingless reprimands. J. Dean Speer, director of policy and analysis for the Wage and Hour Division, has stated that his division, which oversees the FMLA, is encouraging the labor solicitor’s office to begin pursuing FMLA cases “to establish a presence.” And many predict that, although FMLA lawsuits won’t reach the proportions of some of the civil rights litigation, they will make more than a ripple. Employers who hope to reach compliance through trial and error may get themselves into trouble along the way. “There will be enough lawsuits that employers should not put it on the back burner,” says Janice Stanger, an associate with the San Francisco office of William M. Mercer. “They want to look at compliance in a proactive and intelligent fashion.”

And, unfortunately, non-compliance is only one potential snag. On the flip side of this issue is over-compliance: Many companies, all too aware of our litigious society, follow the dotted line to correct implementation, and on the way allow employees to get away with more than the law ever intended. And it’s easy to see why—the FMLA favors the worker. Consider this: When someone is about to be hauled off to jail—denied liberty—the arresting officer must read the person’s constitutional rights. Yet the employer must provide a worker his or her FMLA rights in writing.

 

Some abuse can be prevented, some can be curbed.
Certainly most employees will use FMLA in the spirit in which it was intended. It’s not as if masses of spiteful workers are eyeing the Act and plotting its abuse. Yet intentional misuse of the FMLA continues to surface.

Abuse has become a serious issue only recently. Early on, the FMLA had enjoyed a period of good will atypical of most new legislation. For instance, a 1993 survey conducted by the International Foundation of Employee Benefit Plans revealed that of almost 100 respondents, only 1% felt they’d experienced intentional abuse of the Act.

It’s likely that companies themselves gave the current abuse an inroads by not focusing on its prevention in the infancy of the FMLA. For instance, a 1993 Hewitt Associates survey revealed that of 628 employers, only 18% were concerned about potential abuse by employees. More were worried about administrative questions, such as recordkeeping. Such inattention has left the door open for the abuse—and concern over abuse—that we see now.

“There is a lot of fear among our members that their employees will take advantage of the situation and will try to take time off for conditions that aren’t covered by the law or aren’t authentic,” says Mary Reed, legislative representative for the National Federation of Independent Business, which has about 30,000 members affected by the FMLA. Adds David Block, a partner in the New York City-based law firm of Jackson, Lewis, Schnitzler and Krupman: “Most employees are good employees. But it’s those people who know how to work the system where it’s going to be the biggest problem.”

The abuse doesn’t always look the same. It could be an employee documenting exaggerated—or untrue—medical complaints. It could be a new father taking time to spend with his child, but actually using that leave working at his in-home business. Employees may take advantage of the overlap between the FMLA and other laws to take more than their share of time off. The extent and intention of the misuse may vary, but it’s still misuse.

Human resources plays a major part in protecting business from abuse—whatever form it takes. In a 1994 survey conducted by William M. Mercer and the University of California at Berkeley, more than half of 299 respondents reported that in their companies, human resources would be the primary administer of the FMLA.

One obvious role for HR to play in fending off FMLA abusers is that of police officer—and sometimes detective. When faced with an employee applying for leave, HR must first assess the situation. Does the certification seem sound, or does it need further investigation? “You hope that the instances of employees just getting a doctor to sign [medical certification] are small, but I don’t think that’s going to be the case, especially with what I call the more suspect,” says Block. “Certain things are very easy to document and are very tangible. Other issues, such as stress and back injuries, you can’t really tell.”

Businesses shouldn’t feel uncomfortable challenging suspect serious health conditions. It’s their right. Yet it is a rather prickly maneuver. In this situation, several issues arise. First is the wording of the FMLA itself, which demands that an employee’s reported condition only be questioned in good faith. So, in the earlier case of the about-to-be-terminated employee whose leave request was suspicious, a poor service record would not support a challenge. “If you’re going to doubt a medical certification, it’s got to be based upon some evidence,” says Lynn Outwater, a managing partner in the Pittsburgh office of Jackson, Lewis. Outwater gives examples of situations that employers may—and probably should—challenge: an employee who, in the past, had a workers’ comp certification proven false, or an employee who communicated with witnesses the untruth of a medical certification.

If an employer does decide to challenge the certification, it can demand two more medical opinions, but is required to pick up the tab for these. The employer may select the physician who’ll provide the second opinion, but the physician must have no previous relationship with the company. The third opinion must be given by a health-care provider who is mutually chosen by the employee and company. It is a final and binding opinion.

Because eliciting three different medical opinions can take so long—and rack up quite a bill in the process—Block warns that in absence of a bona fide doubt involving a substantial period of leave, the company may be wise to just accept the first certificate. Those who are determined to game the system have the advantage. “The potential for abuse is that employees will be able to get notes that say what they want to say because in general, physicians will accommodate their clients,” says Block. “From a malpractice point of view you can never be wrong by saying ‘Stay home and rest.’ So there’s no incentive for the physician to say anything other than what the employee would like to have said.”

However, a quick check into the physician’s history with the employee may prove beneficial. For example, Outwater cites an experience in which an employee’s physician turned out to be a relative. The worker received false certification and was going to use the time to take a vacation. An employer can give additional discouragement to this type of abuse by forcing employees to use vacation or personal time accrued as part of the FMLA leave. This will keep workers from trying to get two vacations for the “price” of one.

 

HR must get beneath the surface of the FMLA.
Not all misuse of the FMLA is intentional. Very often, employers themselves are indirectly responsible for the negative outcomes of its use. That’s because those granting leave haven’t been properly educated on the more intricate details of the Act.

HR needn’t start from scratch. Most companies know the basics. But because the FMLA has been in effect only since August 1993, many employers get stumped when it comes to the trickier questions.

“The first thing that employers should be cognizant of is the rather low threshhold it takes to trigger eligibility for leave,” says Block. Take the following example: An employer reports to her supervisor, explaining that her stomach hurts and she needs to go home. The supervisor assents and tells her to take a few days off. For two weeks, the employee remains out. A few weeks after returning, she becomes ill again. The worker contacts her supervisor with the news that the stomach ailment is serious and she’ll need the full 12 weeks of FMLA leave. But the manager only grants 10 weeks, reasoning that the employee has already been out for two. It seems logical. It’s also illegal. Because from the point that the worker informed the supervisor of her illness, the employer was considered on notice that the employee could be eligible for FMLA leave, and was obligated to give the employee her FMLA notice. So the firm loses two weeks that could have been chalked up to FMLA leave because the supervisor overlooked a policy detail.

The employer, however, is not completely stuck. Once a health condition is identified as being covered by the FMLA, leave may be applied retroactively—but only under specific conditions. These are:

  • The employee is still out on leave when the FMLA qualifications are discovered; and
  • The employee is out on paid leave.

All other situations would prevent an employer from applying FMLA leave retroactively.

Ellen McLaughlin, partner at Chicago-based Seyfarth, Shaw, Fairweather & Geraldson, offers another suggestion to keep a grip on FMLA leave. If an employee uses sick days sporadically, have the worker’s physician fill out a medical certification to ascertain whether the illness is due to a serious medical condition. “Then you may get an indication earlier as to whether the time they’re taking off is FMLA leave,” says McLaughlin. This way, if it’s a serious medical condition that is causing the spotty attendance, the company may count those lost days under FMLA leave—but it must make sure each absence is verified as being caused by the medical condition. “Just saying they’re sick isn’t going to get you anywhere,” says McLaughlin.

Again, the company must balance protecting itself with making leave taking as easy as possible for those who really need it. But if a company must err, it should err on the side of caution. Says Block: “You’re never wrong in jumping the gun. If an employee says that it’s not an FMLA [condition], then you can count those leaves as unexcused absences. But you should start getting reflexive.”

Unfortunately, proactive response seems to be the exception rather than the rule. To date, employers appear to have more of a knee-jerk reaction to the FMLA’s mandates. They go through the obvious surface gestures but fail to follow through. For instance, 75% of respondents to the Mercer-Berkeley survey said that they had prepared a formal, written policy on family leave to comply with the FMLA. Yet only about 50% had prepared a form that employees can use to request leave. And less than half had prepared notices to give to employees who request leave. This type of oversight is the very thing that invites misunderstanding. And it’s the type of misunderstanding that can wind up on the DOL’s plate. “The folks over at the DOL are finding that employers are not complying,” says Kathleen Rosenow, consultant, group and health-care practice with Washington, D.C.-based Wyatt Co. “It’s not for not wanting to comply. They’ve tried to comply and something slips through the cracks.”

And there’s a lot that can slip through the cracks. “Administering this law has become a nightmare,” says Block. “It’s different than other laws. The discrimination laws, in Biblical proportions, say: ‘Thou shalt not discriminate against someone because they are white or black; thou shalt not sexually harass.’ This law is very different, it’s a ‘Thou shalt…’”

Yet employers don’t have to allow the FMLA commandments to completely disable them in their quest to keep the workplace running smoothly. Many of the mandates give business the room to tinker with policies—and a few twists of wording can protect the employer, while still serving the employee.

For instance, in addition to policing the amount of time employees take off, HR can also control the period of time in which the leave is taken. This can be done by instituting a rolling year policy. The FMLA only demands that a 12-week leave period be granted within a 12-month period. This allows the possibility of leave stacking, in which employees take 12 weeks at the end of a year and then 12 weeks at the beginning of the next. There is nothing in the Act’s wording to prevent this. However, there is nothing in the Act that says an employer must allow it. By instituting a rolling year policy, the employer ensures that leave requests will be granted only if the time has not been used in the 12 months previous to the request. Such preventive measures as this can give the employer a little perk in a legal environment that tends to favor the employee.

 

Know the overlaps between the FMLA and other acts.
One thing that must be done is to look at the FMLA in the big picture. The Act has many overlaps with other federal mandates, and a failure to address this can cause serious problems. “If you look at the FMLA in isolation, you can get in big trouble,” says Outwater. “Anybody who’s reading the FMLA and saying, ‘Well, that’s all I have to do’ is making a serious mistake. If the employer has not carefully integrated its policies, that minority [of abusers] is going to be able to get away with significant amounts of time off.”

One situation that allows widespread abuse occurs when an employee is out on workers’ comp leave, and the injury—for instance, a serious back trauma—also is covered under FMLA. Unless HR ensures that the two leaves run concurrently, the employee may take workers’ comp, return to the job and then decide to take another 12 weeks of FMLA leave. Mandating that the two leaves are spent simultaneously is one of the aforementioned policy tweaks that too many employers ignore.

In fact, a lot of unnecessary leave taking can be headed off—and not enough companies are taking advantage of the situation. Here’s a common problem: A company has a clear-cut policy that if a worker is out for an entire year, be it short- or long-term disability, the employer will terminate the relationship. However, if the employer doesn’t explicitly include FMLA in this policy, it may not terminate a worker who decides to take 12 weeks in addition to the provided year. To do so would be viewed as retaliatory, in that the employer is considered to have taken adverse employment action in response to an employee’s use of FMLA leave.

The solution to this is simple: integrate your leave policies. Reword company documents. For example, if you want the total cap of permissible employee leave to be one year, revamp leave policy to be 40 weeks so that when the 12 weeks of FMLA leave is added, the total is one year. “What I suggest to employers,” says Block, “is to discard the concepts of separate disability, maternity and workers’ comp leave. Get everything under the same umbrella. If you don’t do that, you’re creating: (1) Confusion among your employees as to what leave they’re under and (2) The possibility of what I call double dipping: [The employee] takes disability now and later will take FMLA.”

Other acts must be considered in relation to the FMLA, even though they aren’t areas that invite employer regulation. One such act is the ADA, which overlaps the FMLA in several areas. For instance, a problem could show up as soon as an employee requests time off. Here’s what’s happening: An employee with a serious health condition applies for leave, and receives the mandated 12 weeks. At the end of the 12 weeks, the employee asks for another five. If the employee has a condition that is covered under both the ADA and the FMLA, the employee is indeed entitled to the extra five weeks. The EEOC’s current position is that FMLA leave is considered a right, so it does not qualify as reasonable accommodation under the ADA. There’s nothing that can be done to prevent this, but it’s something employers must know. “Sensitize management and supervisors to the interplay between the ADA and the FMLA, because sometimes they’re the ones out there interpreting the policy,” says Outwater.

Those not advised of the overlap between the FMLA and ADA can run afoul in other areas also. For instance, under the ADA, an employer is required to reasonably accommodate the worker by offering intermittent leave, a reduced schedule or a transfer to a less demanding position. However, under the FMLA, the employee is not required to accept the offer and may choose to sit out the full 12 weeks. Those implementing the policy must be aware that: (1) An employee who is covered by the ADA may very well be covered by the FMLA also; and (2) If this person does qualify for FMLA leave, the company can’t compel the employee to return to work.

In addition, if an employee does choose intermittent leave, he or she is entitled to take this for any time period. For instance, if an employee must be gone from noon to 2 p.m. every day, the employer must allow this. However, the company does have the option to temporarily transfer an employee requesting intermittent or reduced work leave to an alternative position, with equivalent pay and benefits, which better accommodates the employee’s recurring periods of leave.

Another careful balance is required when an employee announces the need for intermittent or reduced-time leave. Obviously, most employers want to know why. Under the FMLA, it’s fine to ask the necessary questions. However under the ADA, companies may ask only certain questions. “This is one of the areas that’s sort of a stickywicket with employers—just how far they can go in asking questions,” says Rosenow. She says that employers can handle the situation one of two ways. Employers may decide to play it safe and stick to the ADA line, or go ahead and ask the questions, citing allowance by the FMLA if an ADA complaint occurs.

 

Spread the word: Training and communication can head off trouble.
Successfully coping with the ramifications of the FMLA is still not the same as successfully using it to your company’s best advantage. Organizations that take proactive steps by training managers, informing employees and allowing appeals find that they can balance the employee-friendly spirit of the law with running a business.

To do this, HR must first ensure that management has been properly trained. Supervisors can’t protect their companies unless they know what the law allows and prohibits. “This statute is effecting the way managers have to manage, the inquiries managers have to make and the actions managers have to do,” says Block. “This requires HR to train their managers, because there’s no way you can expect them to know this.”

Unfortunately, corporate America by and large has been remiss in its commitment to educating its managers. Only 22% of respondents to the Mercer survey have trained supervisors on the FMLA, and what’s even more alarming is that 22% said that they probably would not do any training. This is precisely where companies will run into problems. Says Outwater: “Employers are not providing enough training for their first-line supervisors. The employers who are having a problem are having a problem because they are not educating themselves, they are not educating their key people. I feel that’s where the greatest vulnerability remains.”

Mercer’s Stanger, who co-authored the Mercer-Berkeley survey, advises that employers begin supervisor education immediately. She says HR should shape the program to fit its target audience. While some supervisors take to written material, others respond more positively to an ongoing education program. “I think different things would work at different employers,” she says. “There’s no one right approach that’s going to work for everybody.”

The most important issue to remember is that it’s not supervisors’ primary responsibility to inform themselves on the ins and outs of the FMLA—it’s HR’s job to inform them. That doesn’t mean managers need to be able to rattle off all of the FMLA’s provisions forward and backward. But they do need to be confident on the basics. As Seyfarth’s McLaughlin says: “When the red flag goes up, they need to know it’s a red flag.”

Outwater says that many employers are losing out simply because the people granting leaves haven’t been schooled well enough in the FMLA. “The [employee] doesn’t always say the magic words: Family and Medical Leave Act. They don’t use those terms. They just say, ‘I need time off.’ But [in doing this] they advise you of their illness,” she says. And all employees are required to do is inform an employer of their illness. If the employer is unprepared, it has only itself to blame.

Block says that managers must be drilled to handle situations such as this. “Someone hurts themselves at work, most managers say, ‘Jeez, this could be workers’ comp, get the workers’ comp form.’ You’ve got to train them to think the same way about FMLA. I don’t think a lot of managers out there have been trained in this,” he says.

That doesn’t mean that every time an employee gets the sniffles, a manager has to hover over with an FMLA notice. Block suggests that one practical way of preventing overuse of leave is to make it a policy to send out the forms as soon as a short-term disability is triggered. This makes a good compromise between giving employees room to breathe while maintaining control over leave practice.

“Employers must do more than cross their fingers in hopes the FMLA won’t do any damage. They must consider the FMLA in their business strategy.”

As HR embarks on this type of technical training, it must make the education as clear and interesting as possible. Greta Kotler, vice president of training for the American Society for Training & Development, says that the most important thing is to demonstrate what the FMLA means to supervisors in a practical way. “The real issue is to make it relevant to them and interesting to them,” she says. Kotler suggests using case studies to give managers a glimpse of what the FMLA really looks like in action. Don’t get stuck in textbook mode; instead offer examples, hypothetical or real life, of what can and can’t be done. Kotler worries that companies that don’t do this may not be offering the most effective training. “I think that—and this is what’s probably happening—if you give [information] to people in legal language, they just don’t understand it and aren’t interested. Make it real to them.”

Wyatt’s Rosenow says that unless supervisors are well trained, the ignorance can have a domino effect. Because employees look to their direct supervisors for guidance, a misunderstanding on the part of the supervisor can lead to a misunderstanding by a worker. And this, again, opens the door to unintentional misuse. “[Educating] supervisors is very very important. They are the ones out there on the front,” says Rosenow. “They are the ones getting and retaining and passing on information. If they pass it on erroneously, then you have a gap in the system. But also communication to employees is extremely important. If we miscommunicate to an employee, there’s another gap.”

Communicating with employees is definitely an important step in discouraging misuse. It also plays a large role in spreading the good will that enables an employer to put its foot down while keeping morale up. For instance, an employee who erroneously but vehemently believes that his or her FMLA rights are being violated can do a lot of damage before being convinced otherwise.

A clear communication effort can ensure that employees know that they’re receiving fair—and legal—treatment. New York City-based NYNEX, for instance, took pains in communicating to its work force when it tweaked its already generous leave program to comply to minor FMLA rules. It used several communications vehicles, but most importantly was the company’s commitment to ensuring that employees understood the Act’s implications on a personal level.

To address employees’ individual issues, work/family professionals in regional offices are designated to answer inquiries on an individual basis from employees. “We find that that’s a lot more effective than having one central number where people call in, because these individuals counsel both employees as well as supervisors, and they go through specialized training just to up-date from a benefits standpoint,” says Jacquelyn Gates, director of corporate culture initiatives. “We have a tremendous team of resource people whose major accountability is responding to individual questions from our employees.”

NYNEX also works closely with its union, the Communications Workers of America, to spread the word. Says Donna Dolan, director of work and family issues for District One of the union: “We will do something in terms of written communication, and offer speakers at a local union meeting or a workplace lunchtime meeting.”

Alana Kennedy, managing director of human resources planning, strategy and culture change, says that the company has no problem with the FMLA. This may be due to the fact that the organization, in almost every area, goes far beyond mere compliance with the Family and Medical Leave Act. For instance, it allows employees to take up to a year off, during which time the employee continues to accrue credited service. Because it maintains such a commitment to employees, is the chance of abuse limited? “Absolutely!” answers Kennedy.

 

Taking an active role in FMLA leave can give a company some control.
However, many businesses simply don’t have the resources to do more than comply with the FMLA. Just instituting compliance can be a serious burden for some. These employers must do more than just cross their fingers in hopes that the FMLA won’t do any damage. They must ensure that the FMLA is considered in their business strategy.

As part of a company’s further integration of the FMLA into the organization, Stanger suggests providing an appeals procedure. Not only does this allow the company to address a worker’s confusion or anger at being denied a leave, but it also gives human resources a chance to correct any wrongs it may have overlooked. “An appeals procedure can resolve disputes before they get to the let’s call in the lawyers level. They can provide a mechanism for a third party who hasn’t been involved in the dispute to look at it objectively,” says Stanger.

Institution of an appeals procedure is another low-cost, high-gain area that is part of a smart, proactive business plan. However, employers haven’t taken advantage of it much yet. Only 27% of companies responding to the Mercer survey have done so, and 53% said they probably never would.

Other initiatives are less policy oriented but still just as important. For instance, although the FMLA allows employees who need to be out the right to leave, it does not give employees the right to drop everything on their last workday and head out. For instance, employees who know that they will be out from May to August should put in the necessary time during April to create a plan for how their work should be handled. Job duties and training remaining staff to handle the extra load should be addressed.

At this point, it may also be wise to suggest the idea of intermittent leave to the employee. For example, at some companies, workers who leave for maternity reasons enjoy the idea of coming back to work slowly rather than staying off the entire four moths and jumping back into full-time hours. These women may take off completely the first two months, return for a few hours a week the third month, and come back for half days in the fourth month. Such resolutions benefit both the company and the employee.

Also encourage workers on leave to check in from time to time. The continued communication will allow co-workers to resolve any questions that may have arisen in the employee’s absence and will also keep the employee feeling part of the work community.

All this may not prevent abuse of the Act, but it may at least, lessen the detrimental effect of losing an employee for four months.

Successful handling of the Family and Medical Leave Act really comes down to what human resources is all about: Learning, communicating, training and keeping a pulse on the organization. It requires careful treading, yes, but it is possible to ensure that the FMLA assists employees without damaging business. Now quick: What do you say to that sales rep who wants mornings off?

Note: Issues discussed in this article are intended to provide useful information on the topic covered, but should not be construed as legal advice or a legal opinion.

Personnel Journal, September 1994, Vol.73, No. 9, pp. 36-45.

 

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